Current status of rivaroxaban in elderly patients with pulmonary embolism (Review)
- Authors:
- Published online on: February 26, 2020 https://doi.org/10.3892/etm.2020.8559
- Pages: 2817-2825
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Copyright: © Song et al. This is an open access article distributed under the terms of Creative Commons Attribution License.
Abstract
1. Introduction
In recent years, the incidence of pulmonary embolism (PE) has been increasing in the elderly population; the incidence of venous thromboembolism (VTE), including PE and deep-vein thrombosis (DVT), is <1/10,000 people/year in non-elderly patients; however, it is 1/100 people/year in elderly patients (1). In addition, the prevalence of PE in patients of ≥75 years of age is 7-10 times higher compared with that in younger adults, demonstrating even higher levels in those of ≥85 years of age (2,3). The increased prevalence and incidence in populations of elderly patients result from multifactorial causes, including age-related hypercoagulation status and the coexistence of multiple diseases and conditions that result in endothelial injury, decreased blood flow and the activation of coagulation factors (1,4,5).
In recent decades, the vitamin K antagonist warfarin has been used therapeutically for the treatment and prevention of PE (6-8); however, its use in elderly patients with PE is limited due to associated problems with the drug. Meanwhile, the non-vitamin K oral anticoagulant, rivaroxaban is observed to have improved efficacy as a pharmacological treatment in elderly patients with PE. Compared with warfarin, the advantages of rivaroxaban include a better efficacy-to-safety ratio, fewer food and drug interactions and a more rapid onset of action, with no requirements for routine coagulation monitoring (9,10).
Nonetheless, the phase II clinical trials of the Einstein-DVT Dose-Ranging Study and the subsequent phase III EINSTEIN-DVT (11), EINSTEIN-PE (12) and EINSTEIN-extension (11) clinical trials reported that rivaroxaban is not inferior to vitamin K antagonists in its efficacy. However, these trials did observe that compared with the vitamin K antagonists, rivaroxaban demonstrated greater risk reductions for bleeding (especially major bleeding) in all participants with PE, including those who were elderly (12). Based on the results of the EINSTEIN-DVT and EINSTEIN-PE trials, the European Society of Cardiology issued guidelines on the diagnosis and management of acute PE in 2014(13). Thus, due to the number of clinical studies on rivaroxaban use in elderly patients with PE increasing (14,15), the current status of rivaroxaban use in elderly patients with PE should be reviewed.
This article reviewed relevant literature published before January 1, 2019 and ‘Rivaroxaban and elderly and pulmonary embolism’ was used as the PubMed (https://www.ncbi.nlm.nih.gov/pubmed) and Web of Science (www.isiknowledge.com) database search term. Based on the relevant primary research, review articles, guidelines and personal experience, this report summarized the current collective understanding of rivaroxaban use in elderly patients with PE with an aim to help professionals to make well-informed clinical decisions in daily practice.
2. Natural history of PE in elderly patients
The epidemiology of PE in elderly populations is difficult to determine, as PE is present in ~1/3 of elderly patients with VTE and, compared with DVT, the mortality rate from PE is much greater in this population (12,13,16). Each year, PE occurs in ~1 in 10,000 people aged 20-30 years old and ~8 in 1,000 people aged 85 years or above (17). Thus, it is more frequently diagnosed in patients aged 80-84 years (18), with its incidence rate increasing to ~8 in 1,000 people/year in those aged 85 or older, which is ~100 times higher compared with people aged 45 years or younger (1,19). In addition, the risk of VTE recurrence (15-20% per decade) increases with age; ~60% of thrombolytic events occur in patients of >70 years (2,3).
As the world's population ages, the incidence of PE in elderly patients has increased significantly (2,3). In the elderly population, the risk of PE is increased is >90%, which indicates that 90% of the total incidence of thrombosis in the population can be attributed to aging. Upon comparing PE incidence values among younger and elderly populations, it has been revealed that aging is one of the strongest and most common risk factors for venous thrombotic disease and the subsequent high incidence of VTE in the elderly population (3,19). In addition, due to elderly patients being more likely to exhibit comorbidities that are also risk factors for PE (discussed further in the next section), they demonstrate higher mortality rates compared with non-elderly patients (17,20,21). In fact, a longitudinal population-based study observed that VTE is predominantly a disease associated with older age, and that during the 25-year study period, only four events of VTE in patients of <15 years of age were recorded (22).
3. Risk factors associated with PE in elderly patients
The first studies on the natural history of VTE were performed inorthopedic surgery settings in the 1960s (23). PE results from interactions between patient-related (usually permanent) and environment-related (usually temporary or reversible) risk factors (13). The temporary or reversible risk factors for PE in all populations include: Major trauma, immobilization, lower limb fracture, joint replacement, surgery, spinal cord injury, cancer, a central venous line, infection, blood transfusion, serious chronic medical conditions, myocardial infarction, heart failure, cigarette smoking, obesity, hypercholesterolemia, atherosclerosis, hypertension, diabetes mellitus and oral contraception or pregnancy (12,13). Of these risk factors, the most common in elderly patients are recent immobility, infection, surgery, cancer, chronic cardiopulmonary and renal dysfunction, hypercholesterolemia, atherosclerosis, hypertension, diabetes mellitus and venous insufficiency (Table I) (24-28), with multiple risk factors usually identified during the diagnostic evaluation of VTE in elderly patients.
Table ICharacteristics of elderly patients with pulmonary embolism. |
Medicine is gradually adapting to the challenges presented by a rapidly aging society. Although ‘aging’ itself is not a disease, elderly people are more likely to have illnesses associated with conventional risk factors, and risk factors may develop, worsen and accumulate over a lifetime. The factors that affect PE risk are not entirely understood in the elderly population, but they likely originate from multiple etiologies derived from the physiological characteristics inherent to this population (Table I). For example, age-related thrombosis and hemostatic changes may increase the risk of PE in elderly patients (21); levels of the coagulation factors V, VII, VIII, von Willebrand factor and blood plasma fibrinogen increase with aging (29); changes in levels of fibrinolytic proteins and components of the fibrinolytic pathway, such as plasminogen activator inhibitor-1, are also associated with aging (30,31); and hyperhomocysteinemia and myeloproliferative disorders that lead to vascular endothelial injury commonly occur in elderly patients (29). As a result, tissue factors and collagen are exposed, which contribute to the development of a hypercoagulable state and thrombosis (29). These aging-related changes result in the activation and accumulation of platelets, red blood cells and other cellular components that activate the coagulation cascade (21,30-34).
4. Pathogenesis and pathophysiology of PE in elderly patients
PE involves both the circulatory and respiratory systems; it first develops in the right ventricle (RV), resulting in RV dilation and failure due to an increased pressure overload. Concurrently, due to RV dysfunction and the exacerbated ventricular desynchronization, the left ventricular blood volume and ejection fraction are also reduced. These changes result in systemic hypotension, hemodynamic instability and even death (35).
Advanced age is often associated with an increased risk of coronary heart disease (36). Pulmonary artery pressure increases when at least 30-50% of the total cross-sectional area of the pulmonary artery bed is blocked by thrombi, and the secondary angina and cardiogenic shock that can develop due to decreased left ventricular filling and ejection fraction can culminate in an increased mortality risk (35,37). PE also causes vasoconstriction and the subsequent release of inflammatory cytokines and epinephrine (34). These changes further contribute to the increased pressure in the pulmonary artery and lead to increases in wall tension, myocyte stretch, elevated biomarker levels of myocardial injury, neurohumoral activation and further activation of coagulation factors (38-40). Although compensatory RV dilation may occur, the extent of immediate adaptation is limited, especially in elderly patients whose reduced ventricular compliance and thin-walled RV cannot tolerate an average pulmonary artery pressure of >40 mmHg (35). In addition, despite the most direct effects of PE involving the circulatory system, respiratory failure is often the consequence of hemodynamic disturbances that occur during PE (35,41); a low cardiac output leads to the desaturation of the mixed venous blood and a mismatch between ventilation-perfusion, conditions that contribute to hypoxemia. Nevertheless, small distal emboli do not affect hemodynamics, but they can create areas of alveolar hemorrhage and subsequent hemoptysis, pleuritis and pleural effusion (14).
Muscle strength, which also affects the calf muscle pump, declines with age, starting at 50 years (42). Over time, decreased calf muscle compliance and capacitance response are indicators for the redistribution of peripheral venous blood to the central circulation (43). The roles of lower extremity muscle strength and the accompanying deterioration in venous hemodynamics have yet to be clarified; however, reduced calf muscle pump function may contribute to reflux, stasis and thrombus formation, and removal to the pulmonary arteries.
Endothelial dysfunction results in changes to the mechanisms that reduce vasodilation and promote prothrombic characteristics, and it is an important age-related cardiovascular phenomenon (44). With aging, modifications that occur in the arterial and venous vessel walls include atrophy of muscle fibers and valve thickening due to increases in collagen fiber numbers (42,45). Aging is also associated with reduced anticoagulant properties of the endothelium and reduced endothelial thromboresistance (29). Varicose veins can also reduce the release of anti-inflammatory and anticoagulant agents (46). Therefore, the remodeling of the venous vessel wall with aging may increase the risk of thrombosis in elderly patients. Furthermore, the increased risk of VTE is associated with microalbuminuria, which may result from endothelial dysfunction (47). Chronic venous insufficiency occurs when valves in the leg veins fail through the remodeling of the valve leaflets or dilation of the venous wall. These changes subsequently contribute to stasis and the elevation of distal venous blood pressure (42,45). The prevalence of this functional disorder is greater in older populations (48).
5. Clinical presentation of PE in elderly patients
The clinical presentation of PE can range from being asymptomatic, to mild chest discomfort, to severe chest pain and shortness of breath, to sudden death caused by a large PE (13). In most patients, PE is diagnosed based on the shortness of breath, chest pain, hemoptysis, pre-syncope or syncope, or a combination of these symptoms and clinical signs (49,50). However, in some instances, PE may be completely asymptomatic and can be found incidentally during diagnostic examinations for other disorders or at autopsy. For example, in elderly patients, the presenting symptoms and signs of PE often lack specificity, which makes diagnosis difficult (51); most commonly, these include shortness of breath, chest pain, tachypnea, and tachycardia, alongside less common symptoms such as syncope, hemoptysis, cough, hypoxemia and fatigue. DVT symptoms, such as leg pain and swelling are also present in >40% of elderly patients with PE (29). Chest discomfort or pain is another common symptom of PE that is usually caused by pleural irritation associated with the presence of distal emboli, the resulting pulmonary infarction, or both (11,12,52). In central PE, the chest pain may also exhibit typical angina features that reflect RV ischemia, which must be differentiated from acute coronary syndrome or aortic dissection during diagnosis; however, due to chest pain experienced by patients with angina pectoris or PE presenting very similarly, PE is often misdiagnosed as angina pectoris in elderly patients (13). Also, regardless of the presence of hemodynamic instability, syncope is not uncommon and is often the first sign of PE at any age (51,53), but especially amongst older adults. In fact, one study identified PE in nearly one of every six patients hospitalized for a first episode of syncope (54). Of the patients whose first PE-associated hospital admission was due to syncope, 80.4% were >70 years of age, and 46.4% were >80 years of age.
However, to the best of our knowledge to date, no single symptom or sign can be used to accurately diagnose or rule out PE in elderly patients, and few studies have comprehensively and prospectively compared the manifestations of VTE in elderly and younger adults. Thus, clinicians must use more precise clinical tools and maintain a high level of incertitude when considering VTE as a diagnosis in elderly patients (2,29,55).
6. Anticoagulation therapy in elderly patients with PE
Currently, standard PE therapeutic regimens include the initial treatment with heparin, followed by warfarin (56-58). As an anticoagulant, heparin increases the activity of antithrombin, which inhibits coagulation factors; therefore, the lack of antithrombin often affects the efficacy of anticoagulant therapies (57). Although low molecular weight heparin does not require routine coagulation monitoring, heparin has limited use in some patients with heparin-induced thrombocytopenia (59). In addition, since, heparin is a parenteral anticoagulant, its administration can be challenging for patients, as it must be injected subcutaneously, making it inconvenient and difficult to use at home.
Warfarin, a vitamin K antagonist, exerts anticoagulant effects by inhibiting vitamin K, thereby subsequently activates clotting factors produced by the liver; however, as warfarin is primarily metabolized in the liver through the cytochrome P450 (CYP450) enzymes, the combination of warfarin and other drugs metabolized by the CYP450 pathways will affect the metabolism of warfarin (60). For example, certain cardiovascular drugs, such as amiodarone, digoxin and propranolol; antibiotics, such as rifampin, erythromycin, clarithromycin and metronidazole; antifungal drugs, such as fluconazole; and sedative drugs, such as barbiturates, have been demonstrated to increase or decrease the blood concentration of warfarin, which further affects its therapeutic effect (13). Thus, it is difficult to maintain a continuous, stable anticoagulant effect with warfarin (58). In addition, frequent laboratory monitoring and dosage changes, arrow therapeutic range, unpredictable pharmacokinetics, multiple food and drug interactions, and certain population of patients presenting with genetic polymorphisms which cannot respond to warfarin (57,58,61), make it more difficult to maintain stable anticoagulation with warfarin, especially in the elderly population. For example, a previous study reported that >70% of patients with a high risk of VTE recurrence did not receive warfarin therapy and that >50% of patients stop warfarin treatment within 1 year (62), whilst another study found that more than one-half of patients switch to rivaroxaban after receiving warfarin (56). The primary reasons for this change in treatment included patient choice and difficulties in managing international normalized ratio (INR) instability; the EINSTEIN-DVT and EINSTEIN-PE trials demonstrated that the INR of patients receiving warfarin was within the therapeutic range of 62.7 and 57.7% (11,12). Thus, these studies suggested that there are numerous difficulties associated with warfarin management. Furthermore, due to unstable vitamin K absorption and metabolism, elderly patients are required to visit the hospital frequently for routine coagulation monitoring whilst using warfarin (63-65). Due to these required visits being unsustainable for most elderly patients, the duration of anticoagulation is negatively affected in these patients with PE, which further leads to a poor prognosis.
Age-related changes in body composition, such as relative increases in body fat due to decreased lean body mass and total body water, may also alter the pharmacodynamics of drugs (66). Decreased serum albumin concentrations may reduce the volume of anticoagulants distributed throughout the body, which results in an increased sensitivity to the standard dosage. In addition, due to a limited dietary intake or reduced vitamin K absorption, elderly patients have a reduced ability to adjust the levels of coagulation factors, which may also have a direct effect on an anticoagulation therapeutic regimen (67,68).
As elderly patients often present with comorbidities and require multiple medications, this population requires a PE therapy regimen with fewer drug and food interactions. In fact, it is well known that warfarin management is frequently complicated by dietary and medication interactions, which are more prevalent in elderly patients (65). Upon administration of warfarin, these interactions lead to INR instability and may explain the positive results obtained in elderly patients using rivaroxaban (1,69,70), a novel oral anticoagulant which belongs to a group of anticoagulants that targets specific sites in the coagulation cascade (10). Rivaroxaban directly inhibits Xa factor activation, and owing to its predictable bioavailability and pharmacokinetics, the additional benefit of rivaroxaban compared with warfarin is that when prescribed at fixed doses concomitantly with other drugs, fewer drug interactions occur (9). These characteristics minimize the need for routine coagulation monitoring and frequent dosage adjustments (71). To date, rivaroxaban has been approved in numerous countries for the treatment and prevention of recurrent VTE; the drug demonstrates the same efficacy as warfarin, but poses a lower risk of bleeding, and is approved for the prevention of stroke in patients with nonvalvular atrial fibrillation (72), and for the prevention and treatment of DVT and PE (11,12), especially following knee and hip replacements (73). One study found that compared with warfarin, the treatment of stable atherosclerotic vascular disease using rivaroxaban with aspirin resulted in enhanced cardiovascular outcomes (74).
The EINSTEIN (34.5% of participants were >65 years), EINSTEIN-PE (39.1% of participants were ≥65 years) and EINSTEIN-extension trials (38.6% of participants were ≥65 years) reported that in elderly patients, rivaroxaban was not inferior to warfarin in its efficacy, but may exhibit improved safety features (11,12). A systematic review and meta-analysis on the efficacy and harms of the use of direct oral anticoagulants for stroke prevention in atrial fibrillation and secondary prevention of VTE in elderly participants (aged ≥75 years) found that the efficacy of rivaroxaban for managing thrombotic risks was superior compared with that of warfarin. Compared with warfarin, rivaroxaban also demonstrated a significantly lower risk for major bleeding (5).
Rivaroxaban also has considerable advantages when used for patients with poor INR control or who are warfarin intolerant. Patients with mild (creatinine clearance, 50-80 ml/min) or moderate (creatinine clearance, 30-49 ml/min) renal injury could be treated with rivaroxaban without a dose reduction (12). Notably, a previous study on a large nationwide cohort of Danish patients (mean age, 62.6 years) with incident unprovoked VTE also observed that rivaroxaban treatment was associated with lower risks of recurrent DVT and PE compared with the standard treatment (75).
Because most of these clinical trials included large proportions of participants of ≥75 years of age, relatively reliable subgroup comparisons could be performed. Compared with warfarin, rivaroxaban may provide some safety and efficacy advantages when used to treat elderly patients (75,76). In addition, a retrospective observational study comparing the hospital length of stay (LOS) and hospital costs for patients with VTE treated with rivaroxaban versus those treated with warfarin found that patients in hospital for VTE treatment (22.9% were >65-70 years of age; 32.3% were >75 years of age) who were treated with rivaroxaban demonstrated a significantly shorter mean LOS (1.57 days shorter). Due to there being fewer days from the first treatment dose to discharge, the hospitalization costs were also significantly lower (77,78). In addition, the EINSTEIN trials found that shorter rivaroxaban-associated LOSs occurred at all included hospitals in all countries, because the patients did not need to be hospitalized before the transition from heparin and warfarin to warfarin only (11). Similarly, the subsequent economic assessments of EINSTEIN trial data revealed that rivaroxaban use was associated with cost savings and longer quality-adjusted years of life (79).
For most patients, a baseline assessment of bleeding risk, measurements of kidney and liver function, platelet counts, baseline coagulation assays and a thorough medication review are necessary before anticoagulant therapy is initiated (80). However, the unique aspects of anticoagulation therapy strategies in elderly patients warrant careful attention to initial drug and dosage determinations and subsequent monitoring, with physicians often delaying or declining the prescription of an anticoagulant in elderly patients to avoid the increased risk of adverse events. Specific reversal agents for factor Xa inhibitors are in late-stage development (81).
7. Case study
An 81-year-old female presented at the hospital with dyspnea, which became increasingly worse over 1 month; the patient had no previous medical history and was not receiving any medication. Her symptoms were worse following mild activity and were relieved after stopping activity without medication. On admission, the patient was fully conscious, with a blood pressure of 140/64 mmHg, a regular heart rate of 100 bpm on auscultation and an oxygen saturation of 92%. She presented with mild edema in her left lower limbs, but the remainder of her physical examination was normal. Results of platelets, hemoglobin and cardiac troponin-T levels, in addition to liver function, kidney function and electrolytes, were all normal. Routine coagulation assays, such as activated partial thromboplastin time, prothrombin time and INR were also normal. However, the D-dimer and N-terminal pro-brain natriuretic peptide concentrations were high, and arterial blood gas levels were reduced compared with normal levels. The results of the electrocardiogram and transthoracic echocardiogram were also normal, but lower limb venous compression ultrasonography revealed a left intermuscular vein thrombus. In addition, computed tomography pulmonary angiography found the presence of an embolus in the main left and right pulmonary artery (Fig. 1). Thus, 15 mg rivaroxaban was prescribed twice daily. Following 7 days of oral rivaroxaban, the dyspnea improved, arterial blood gases increased and D-dimer levels decreased. After 3 weeks, rivaroxaban was adjusted to 20 mg once daily and at the 90-day follow-up, the patient had no complaints of discomfort, and venous compression ultrasonography and computed tomography pulmonary angiography results had returned to normal (Fig. 2). Thus, treatment was terminated.
Figure 1Results of computed tomography pulmonary angiography before rivaroxaban treatment. (A) Axial CT enhancement showed that filling defects in both pulmonary arteries (indicated by the red arrow) are thrombi. (B) CT-enhanced coronary reconstruction showing a thrombus in the filling defect of the right pulmonary artery (indicated by the red arrow). |
Figure 2Results of computed tomography pulmonary angiography after 90 days of rivaroxaban treatment. (A) Axial CT enhancement revealed the disappearance of bilateral pulmonary filling defects (indicated by the red arrow). (B) CT-enhanced coronary reconstruction shows that the filling defect of the right pulmonary artery (indicated by the red arrow) has disappeared. |
8. Conclusion
Anticoagulation treatment strategies in elderly patients with PE are changing. Based on the results of randomized controlled trials and real-world clinical practice, rivaroxaban has been recognized as a safe and effective anticoagulant and it has demonstrated significant promise as an anticoagulation treatment for patients with PE. Of note, the pharmacokinetic and pharmacodynamic characteristics of rivaroxaban have markedly improved the therapeutic compliance of elderly patients with PE. Thus, rivaroxaban is expected to become a favorable choice for the treatment of PE in elderly patients.
Acknowledgements
Not applicable.
Funding
No funding was received.
Availability of data and materials
All data generated or analyzed during the current study are included in this published article.
Authors' contributions
QW was responsible for the data curation; SY, MT and YL collected the resources for the study and presented the case study; ZKS wrote the original draft of the manuscript; and LQ, HC, HW and QW all reviewed and edited the final draft of the manuscript. All authors read and approved the final manuscript.
Ethics approval and consent to participate
Approval for the case report was waived by the First Hospital of Jilin University Ethical Board, based upon their policy of reviewing all intervention and observational studies except for case reports.
Patient consent for publication
The patient provided informed consent for the publication of their clinical data. The presented data are anonymized and risk of identification is minimal.
Competing interests
The authors declare that they have no competing interests.
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