Association of CD117 and HLA‑DR expression with shorter overall survival and/or progression‑free survival in patients with multiple myeloma treated with bortezomib and thalidomide combination treatment without transplantation
- Authors:
- Published online on: August 24, 2018 https://doi.org/10.3892/ol.2018.9365
- Pages: 5655-5666
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Copyright: © Wang et al. This is an open access article distributed under the terms of Creative Commons Attribution License.
Abstract
Introduction
Multiple myeloma (MM) is an aggressive hematologic malignancy, which has short overall survival time (OS) despite treatment with immunoregulatory drugs (IMiDs) and proteasome inhibitors, including bortezomib (1). It accounts for 1% of all malignant diseases and for slightly more than 10% of all hematologic cancers (2). The mean age of affected individuals is 72 years for men (75% >70 years) and 71 years for women (79% >70 years) (3). In addition to genetic markers, there are further prognostic factors, including lymphocyte counts and C-reactive protein (CRP) expression level, which have been evaluated in recent years (4,5). Immunophenotyping, including the analysis of CD19, CD45, CD56 and CD117, is of great value to the prognosis and diagnosis of MM according to recent reports (6,7). Pan et al (8) observed that for patients with MM, CD56+ was an independent prognostic factor for increased OS. Ceran et al (9) suggested that CD56- and CD117- groups were associated with advanced stages of MM. However, these results are based on small sample sizes (50 cases and 34 cases) (8,9) and short follow-up period (~6 years) (8) Importantly, bias originating from different treatments was not accounted for, particularly in patients that did not receive transplantations as a result of financial status or by personal choice. Furthermore, at present, to the best of our knowledge, HLA-DR has not been studied in terms of patients with MM. The present study retrospectively analyzed clinical parameters, including immunophenotypes and prognosis, of 80 patients newly diagnosed with MM that did not receive autologous stem cell transplantation and allo-hematopoietic stem cell transplantation and was based on uniform combination treatment of bortezomib and thalidomide between January 2007 and December 2015.
Patients and methods
Patients
A total of 80 newly diagnosed patients (46 males and 34 females) with MM treated with a combination treatment including thalidomide between January 2007 and December 2015 in Wuxi People's Hospital (Wuxi, China) were analyzed retrospectively. Data were thought to be related to MM when they were different from our reference values. Our lab has its own reference values generated from healthy patients who were examined in our hospital and were considered as a control group Therefore, when patients with MM have data outside these levels, this was taken indicate MM. All patients had the full clinical information (age ≥65 years, sex, ISS staging III, Complex Chromosome, Hypertension, Diabetes, treatment regimens and survival data) including laboratory parameters (albumin <35 g/l, calcium >2.8 mmol/l, hemoglobin <100 g/l, lymphocyte counts >1.3×109/l, lactate dehydrogenase >245 U/l, serum creatinine concentrations >177 umol/l, C-reactive protein (CRP) expression level >8 mg/l, Flow cytometry results, survival data and immunoglobulin type of monoclonal protein) before any therapy. Concurrence of autoimmune disease, human immunodeficiency virus (HIV) and syphilis was excluded for all enrolled individuals. Karyotypes detected were based on traditional reverse-banding and/or G-banding techniques. Demographic and clinical characteristics of the patients were collected by reviewing medical charts and electronic records. Diagnostic criteria and risk stratification of the disease were based on the International Myeloma Working Group (IMWG) criteria and International Staging System (ISS) (10,11).
Flow cytometry
Immunophenotype evaluation was performed using a flow cytometer (FACS Canto; BD Biosciences, San Jose, CA, USA). Analysis were performed, using the FACS DIVA 6.1.3 software (BD Biosciences). All samples were anticoagulated with EDTA tube and examined within 6 h. Approximately 100 ul of anticoagulated bone marrow sample was labeled with pre-conjugated monoclonal antibodies at 25°C for 20 min in the dark. Following incubation, red blood cells were lysed and washed in PBS three times. These regents were supplied by BD Biosciences. All erythrocyte-lysed bone marrow (BM) samples obtained prior to treatments were stained using the following 3-color surface combinations (They were not as a kit and they were combined by our laboratory supplied by BD Biosciences), with fluorescein (FITC), phycoerythrin (PE) and peridinin chlorophyll protein complex (PerCP): CD2/CD19/CD45, CD3/CD56/CD45, CD4/CD8/CD45, CD5/CD7/CD45, human leukocyte antigen-antigen D-related (HLA-DR)/CD10/CD45, CD20/CD117/CD45, CD22/CD14/CD45, CD3/CD13/CD45, CD20/CD33/CD45 and CD38/CD34/CD45. Positivity was defined as ≥20% antibody expression and negativity as <20% expression. IgG1 was stained with PE or with FITC as isotope/negative control at 25°C for 15 min in the dark. Each patient sample was divided into ten tubes to detect the various immunophenotype combinations listed above. All positive results from the same patient were recorded. MM are thought to be CD38+. All samples were tested CD38+ (>20% expression). Samples containing myeloid antigens, including CD13 and CD33 in ≥1 tube, were recruited as myeloid antigens-positive. All agents were provided by BD Biosciences. Cat. nos. IgG1, 349041; CD45, 652803; HLA-DR, 347363; CD10, 340921; CD20, 652808; CD117, 340129; CD22, 347573; CD4/CD8, 340039; CD14, 557742; CD38, 340909; CD34, 652802; CD13, 652820; CD33, 347787; CD2, 555327; CD19, 557791; CD3, 557052; CD56, 556647; CD5, 561896; CD7, 555360. (Dilution with aqueous buffered solution containing ≤0.09% sodium azide.)
Therapeutic regiments
All patients received thalidomide (100–125 mg/day) daily as basic treatment. Bortezomib and dexamethasone were additionally administered as induction and maintenance therapy. Treatment included a 3-week cycle of 1.3 mg/m2 bortezomib on days 1, 4, 8 and 11, with 20 mg dexamethasone on days 1,2, 4,5, 8,9 and 11,12 (12,13). Bortezomib and dexamethasone were administered at the same time. All patients received 1–3 cycles of induction therapy followed by >2 cycles of maintenance therapy according to the OS (Table I). Hematopoietic stem cell transplantation was not performed as a result of financial status or by personal choice; however, some patients did not qualified for transplantation.
Table I.Total number of cycles that patients with multiple myeloma and various immunophenotypes were administered a combination treatment. |
Efficacy and follow-up
Efficacy was evaluated using the response criteria for MM provided by the IMWG (14). OS was measured from the date of diagnosis to the date of death or the last follow-up in September 2017. Progression free survival (PFS) was calculated from the date of diagnosis to the first date of confirmed progression or death by any cause.
Statistical analysis
Differences among groups were analyzed by Kruskal-Wallis and Mann-Whitney U test for continuous parameters, and by Chi-square tests for categorical data. OS and PFS were analyzed using Kaplan-Meier tests. Differences between survival curves were assessed for statistical significance using the two-tailed log-rank test. Potential risk factors for OS and PFS were evaluated in univariate and multivariate analyses using the Cox proportional hazards regression model. Hazard ratios (HRs) were estimated with 95% confidence intervals for the survival analysis. A prognostic index was designed using the variables that were the most significant prognostic factors for the multivariate analysis. The myeloma prognostic index (MPI) attributed 1 point for each unfavorable factor. Risk categories were stratified into low (score, 0), intermediate (score, 1) and high (score, 2–3). All data were analyzed using SSPS (v21.0, IBM Corp., Armonk, NY, USA) and P-values are two-sided. P<0.05 was considered to indicate a statistically significant difference.
Results
Baseline characteristics of patients with MM
Baseline characteristics of the 80 patients with MM, including age and ISS staging are presented in Table II. All patients were positive for CD38 and further immunophenotypes are presented in Figs. 1 and 2. All results were based on the flow cytometry measurements. Data from different patients is presented in Fig. 2A-D and data in Fig. 2A and E were obtained from the same patient. IgG1 was stained with PE (Fig. 2A-D) or with FITC (Fig. 2E) as isotope/negative control.
Univariate and multivariate analysis for OS and PFS
According to the univariate analysis, age ≥65 years, ISS stage III, CRP levels >8 mg/l, lactate dehydrogenase activity >245 U/l, ≥3 abnormal (complex) chromosomes and HLA-DR+ were associated with decreased OS, while CRP levels >8 mg/l, complex chromosomes, diabetes, CD117+ and HLA-DR+ were associated with decreased PFS (Table III). In the multivariate analysis, HLA-DR+, ISS stage III and age ≥65 years represented independent predictive factors for decreased OS and HLA-DR+, CD117+ and diabetes were independently correlated with decreased PFS based on the Cox proportional hazard model (Table IV).
Table III.Univariate analysis for overall survival and progression-free survival in patients with multiple myeloma. |
Table IV.Multivariate analysis for overall survival and progression-free survival in patients with multiple myeloma. |
Comparison of the expression of immunophenotypes based on 80 patients with MM
According to the expression of CD56 and CD117, patients were divided into three groups: CD56+/CD117+, CD56-/CD117- and CD56+/CD117- or CD56-/CD117+. No significant differences were observed. (Table V). HLA-DR+ was closely associated with complex chromosomes (Table VI) however there were no significant differences among other factors (Table VI). OS and PFS exhibited no significant differences among these groups. (CD56+/CD117+, CD56-/CD117- and CD56+/CD117- or CD56-/CD117+) (Fig. 3A and B).
Table V.Baseline characteristics for patients newly diagnosed with multiple myeloma and varying CD56/CD117 immunophenotypes. |
Table VI.Baseline characteristics for patients newly diagnosed with multiple myeloma and varying HLA-DR immunophenotypes. |
Analysis of OS and PFS in different immunophenotypes
As presented in Fig. 4, the HLA-DR+ immunophenotype exhibited an adverse prognosis compared with the HLA-DR- immunophenotype for OS (12 vs. 48 months; P=0.002) and PFS (9 vs. 33 months; P=0.008; Fig. 4A and B). CD13+ or CD33+/HLA-DR+ groups exhibited decreased OS (2 vs. 80 months; P=0.008) and PFS (2 vs. 31 months; P=0.03) compared with HLA-DR- immunophenotypes (Fig. 4C and D). A similar trend was observed for CD117+/HLA-DR+ compared with CD117+/HLA-DR- immunophenotypes for OS (2 vs. 33 months; P=0.018; Fig 4E). However, PFS did not exhibit a significant survival difference between CD117+/HLA-DR+ and CD117+/HLA-DR- (2 vs. 6 months; P=0.142; Fig 4F). No significant differences were observed for OS and PFS between CD56+/HLA-DR+ and CD56+/HLA-DR- immunophenotypes (P=0.194 and P=0.189; respectively; Fig 4G and H).
Derivation of myeloma prognostic index
The myeloma prognostic index (MPI) was derived from the variables that were determined to be significant prognostic factors for OS based on the multivariate analysis. HLA-DR+, age ≥65 years and ISS stage III exhibited an independent, unfavorable significance for OS. Here, the MPI attributed 1 point for HLA-DR+, old age (≥65 years) and ISS (stage III) and the final score was obtained. Risk categories were stratified into low (score, 0), intermediate (score, 1) and high (score, 2–3). The low, intermediate and high MPI was suitable for risk stratification in patients treated with bortezomib and thalidomide for OS (60, 47 and 33 months, respectively; P<0.001) and PFS (60, 28 and 12 months, respectively; P=0.004; Fig. 5). Low group and intermediate group had significant differences in OS (60 vs. 47 months; P=0.011) and PFS (60 vs. 28 months; P=0.038). Intermediate group had longer OS than high group (47 vs. 33 months; P=0.013) but their PFS did not show the same difference (28 vs. 12 months; P=0.076). In addition, patients with complex chromosome had a shorter OS (13 vs. 57 months; P=0.005) and PFS (9 vs. 47 months; P=0.032) (Fig 6).
Discussion
As a currently incurable disease, research focusing on MM is ongoing. Developments in the fields of biotechnology and the identification of novel drugs have furthered the understanding of the disease and aided the improvement of treatments (1). It has been demonstrated that MM in different R-ISS stages consists of interphase fluorescence in situ hybridization (FISH), β2-microglobulin, lactate dehydrogenase and albumin, have different prognosis, R-ISS consists of interphase fluorescence in situ hybridization (FISH), β2-microglobulin, lactate dehydrogenase and albumin. Patients in different stages had a different prognosis (15). Treatment with lenalidomide provides an alternative choice for elderly patients and those unable to tolerate chemotherapy (16,17). In addition, prognostic factors, including peripheral lymphocytes and CRP, have been reported and were demonstrated to have a varying prognostic significance in traditional chemotherapy and novel drug protocols (4,5,18,19). This highlights the importance of discovering and identifying prognostic markers in MM for novel treatment approaches.
Immunophenotyping, as a critical cell indicator, is a necessary step in the diagnosis of MM (6). It is known that MM plasma cells express CD138 and CD38 at high levels, are positive for CD56, partially positive for CD117 and do not express CD27. Normal bone marrow plasma cells do not express CD138 and CD38. They are CD56 negative, express CD19 weakly compared with MM plasma cells and express CD45 (6,7,20). In the current study, all patients expressed CD38 and 70.00% (56 cases) were CD56 and 13.75% (11 cases) were CD117 positive, which is in accordance with previous reports (7,8).
In addition to the exact diagnostic significance, the prognostic value of immunophenotyping has been documented for MM (21–24). Previously, Dahl et al (21) reported that the absence of CD56 may contribute to extramedullar accumulation of tumor cells and Bataille et al (22) reported CD117+ patients exhibited an increased OS compared with negative individuals. In addition, it was reported that the 3-year OS in CD33+ patients was significantly decreased compared with CD33- patients (23). Recently, Pan et al (8) suggested that CD56 and CD117 expression has a potential prognostic impact and it may be associated with increased OS. Ceran et al (9) reported that CD56 and CD117 expression levels are lower in advanced stages of MM. Qiu et al (24) reported that OS and PFS in CD56+ patients with MM are increased compared with CD56- patients treated with lenalidomide or bortezomib-based therapies. It was suggested that CD56 and CD117 negative expression are unfavorable prognostic factors in patients with MM, based on data obtained from small cohorts (34–50 participants), non-combination therapy and uniformed protocols i.e., using novel agents and traditional chemotherapies (8,9).
Opposing trends have also been reported. According to data from Tang et al (25), therapeutic efficacy of CD117+ patients was decreased compared with CDl17- patients. Mateo et al (26) documented that patients with MM and CD117+ treated with conventional therapy, including therapy followed by autologous stem-cell transplantation, had decreased OS and PFS compared with CD117- patients with MM. The prognostic judgment based on immunophenotype indicators remains controversial. According to the current study, no significant difference was observed in OS and PFS between CD56+/CD117+ and CD56-/CD117- patients and these markers did not appear to be associated with poor prognosis. Differences in the described outcomes may be attributed to the following: Previous reports (8,9,24) resulted from monotherapy, including iMiDs, proteasome inhibitors or traditional chemotherapy, or intermittent iMiDs administration and these results were based on combination therapy, including thalidomide which were given continuously in the presence or absence of chemotherapy; a majority of patients tolerated small doses of thalidomide and peripheral neuritis was accepted. A uniform protocol was also applied. Elevation in CD117 and CD56 levels reported by Pan et al (8) and Ceran et al (9) resulted from varying treatments, including chemotherapies and novel agents. The influence of different regimes and potential resulting bias was not accounted for. Hundemer et al (27) reported that a lack of CD56 expression on MM cells was not an indicator for poor prognosis in patients with MM treated with a high chemotherapy dose followed by autologous hematopoietic stem cell transplantation. The present study suggested that CD117+ remained a negative factor in patients with MM treated with novel agents. However, larger cohort studies are required to confirm these conclusions.
According to univariate analysis, HLA-DR+ expression was associated with decreased OS and PFS and similar results were observed in combination with CD117+ or myeloid antigen (CD13+ or CD33+) expression. In addition, HLA-DR+ expression was identified as an independent factor for decreased OS and PFS. To the best of the our knowledge, the current study is the first to report effects of HLA-DR expression on OS and PFS in patients with MM.
The HLA gene, located on the short arm of chromosome 6, is a 4,000 kb gene complex composed of various tightly connected gene clusters, which are known for maximum allele polymorphisms and are closely associated with functions of the immune system in humans (28). The HLA-DR antigen, which is encoded by the HLA-II gene, most frequently appears on the cytomembrane of macrophages and B lymphocytes and may aid the host immune system to identify and attack tumor cell (28). Previously, research regarding HLA-DR concentrated on diseases associated with the immune system (29,30) and solid tumors. Diao et al (31) indicated that overexpression of HLA-DR is associated with decreased OS in patients with glioma, while Sconocchia et al (32) reported that HLA class II antigen served as a favorable prognostic marker in patients with colorectal carcinoma. In hematological malignances, certain reports have suggested that the HLA-DR status determined by flow cytometry may be used to predict the prognosis of patients with diffuse large B-cell lymphoma receiving R-CHOP (rituximab, cyclophosphamide, doxorubicin, vincristine, prednisone) therapy (33,34). The current study demonstrated that HLA-DR positive is an unfavorable factor for OS and PFS in patients with MM. HLA-DR+ may be a valuable and simple prognostic marker in the field of novel therapies. However, larger studies with increased follow-up and additional researches are required in the future to confirm the presented conclusions, particularly in patients with transplantations. Co-expression with CD117 or myeloid antigens (CD13 or CD33) did not alter the exhibited influence. This may result from a close association with complex chromosomes. Although t(4;14), t(14;16) and 17p- were previously reported as unfavorable karyotypes in revised ISS for MM (R-ISS), further unknown abnormalities may have been omitted as a result of restrictions of the FISH probes (15). Certain complex karyotypes detected were based on traditional reverse-banding and/or G-banding techniques. According to the current study, complex chromosomes may be a valuable prognostic factor, while complex karyotypes have previously been described as an adverse prognostic factor (35). To the best of our knowledge the association between complex chromosomes and immunophenotypes has not been reported previously. However, these findings may be only be applicable for a Chinese population.
As a first generation immunoregulator, thalidomide is more widely used in China compared with lenalidomide, as a result of its lower price and a majority of patients with MM insisting on a combination therapy based on thalidomide and bortezomib (36). Flow cytometry, as an established technique, has been widely used in China (7). In association with simple ISS, R-ISS is not common in basic hospitals, and age or MPI may provide a simple diagnostic to predict prognosis in patients not undergoing transplantation. The use of immunophenotypes as prognostic markers is a simpler method than R-ISS. The current study suggested that the expression of CD117 and HLA-DR may be prognostic markers for novel therapies where combination therapy with thalidomide and bortezomib is predominant, however, further associations for the combination with transplantation should be studied.
There are several limitations associated with the current study. Certain international prognostic factors, including free light chain levels (FLC) were excluded as total light chain levels not FLC were measured until 2012. Patient numbers in the current study were increased compared with previous reports, however, following subdivision of the cohort, individual groups remained small (8,9). Future perspectives include the recruitment of more patients and the analysis of more factors, including FLC, to identify further markers of long-term prognosis in patients with MM.
Acknowledgements
The authors would like to thank Mrs Ying Yin and Mrs Zheng You for assistance with data collection.
Funding
No funding was received.
Availability of data and materials
The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.
Authors' contributions
JNY, JWZ and HFG provided the raw data. HW and XZ analyzed and interpreted the patient data and drafted the manuscript. CS designed the study and revised the manuscript. All authors read and approved the final manuscript.
Ethics approval and consent to participate
This retrospective study was approved by the Institutional Review Board of Wuxi People's Hospital (Wuxi, China) in accordance with the Declaration of Helsinki and informed consent to participate in the study was obtained from participants.
Patient consent for publication
Not applicable.
Competing interests
The authors declare that they have no competing interests.
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