Lung adenocarcinoma resistance to therapy with EGFR‑tyrosine kinase inhibitors is related to increased expression of cancer stem cell markers SOX2, OCT4 and NANOG
- Authors:
- Published online on: January 2, 2020 https://doi.org/10.3892/or.2019.7454
- Pages: 727-735
Abstract
Introduction
Lung cancer is one of the most malignant tumors and the leading cause of cancer-related deaths worldwide (1). Despite the development of anticancer therapies, such as chemotherapy, targeted therapies, and radiotherapy, the 5-year survival rates are still not optimistic. Primary and acquired resistance has been considered as a key factor in reducing the efficacy of current cytotoxic therapies in the treatment of non-small cell lung cancer (NSCLC). Studies have demonstrated the presence of a subset of cells called cancer stem cells (CSCs), which have stem-like properties, as observed in lung cancer (2).
Although epidermal growth factor receptor tyrosine kinase inhibitors (EGFR-TKIs) are effective for lung adenocarcinoma patients with EGFR mutations, the patients invariably develop resistance to these drugs after a period of treatment (3). Recently, various mechanisms of resistance to EGFR-TKIs have been revealed, such as secondary mutations (T790M) (4), aberrated activation of the bypass pathways (c-Met, HGF, AXL) (5,6), and abnormal downstream pathways (K-RAS mutations, loss of PTEN, mutations of BRAF and PIK3CA mutation) (3,7). However, another possible mechanism is associated with targeting drug resistance, which involves CSCs. Several in vitro and in vivo experiments have revealed that CSCs are the source of drug resistance and therapeutic failure for lung cancer (2,8). The correlation between CSCs and the efficacy of targeted drugs is still not clear. Stem-related transcription factors, such as OCT4, SOX2 and NANOG, are considered as the critical regulators of self-renewal and pluripotency of stem cells, playing an important role in tumor proliferation and differentiation (9–11). Thus, the expression of CSC-related markers can reflect the number of CSCs in cancer tissues (12,13).
Hence, in the present study the analysis of the expression of cancer stem cell-related markers were investigated and two groups of patients with significant differences in clinical outcomes after treatment with first-generation EGFR-TKIs were retrospectively analyzed, aiming to explore the relationship between the efficacy of targeted drug therapy and CSCs and provide potential targets for the development of new therapeutic strategies.
Materials and methods
Patients and tissue samples
The pathological tissue samples of patients with lung cancer were collected from the tissue bank of the Shanghai Chest Hospital. The pathological tissues of the patients analyzed in this study were obtained before treatment with EGFR-TKI drugs. The present study was approved by the Ethics Committee of Shanghai Chest Hospital. All patients provided their informed consent.
In this retrospective study, patients with significantly different therapeutic effects after the treatment with first-generation EGFR-TKIs from January 2014 to December 2016 at Shanghai Chest Hospital were identified. The patients were divided into a sensitive group [progression-free survival (PFS) >26 months] and a resistant group (PFS <5 months) according to the efficacy of first-generation EGFR-TKI treatment. At present, the average PFS of first-generation targeted drugs is 10–13 months (14–16). Therefore, the cutoff value of sensitivity and resistance for targeted drugs should be set as two times the average upper line and one half the lower limit of the average. Other eligibility criteria included the following: EGFR-sensitive mutation (either exon 19 deletion, L858R in exon 21, or other sensitive mutations) and patients receiving first-generation EGFR-TKIs (including gefitinib, icotinib and erlotinib) as the first-line therapy. PFS was calculated from the date of initiation of EGFR-TKI therapy until the date of progression or last follow-up. The exclusion criteria were as follows: Non-first-line EGFR-TKI therapy, incomplete medical history information, loss to follow-up, history of other malignancies, and EGFR exon 20 insertion. In the present study, lung cancer staging was conducted on the baseline status of all patients enrolled according to the AJCC 8th edition TNM staging system. Tumor EGFR mutation status was determined by the amplification refractory mutation system (ARMS). The clinical characteristics, including age, sex, smoking status [a ‘smoker’ is defined as a patient who has smoked >100 cigarettes during his lifetime (17,18)], EGFR mutation status, TNM stage, tumor differentiation status and type of EGFR-TKIs, are summarized in Table I.
Table I.Epidemiological, clinicopathological and mutation status data in sensitive and resistant patients treated with first-generation EGFR-TKIs. |
Immunohistochemical staining
The formalin-fixed, paraffin-embedded tissues were sectioned at a thickness of 4 µm using a slicer and baked in an oven at 65°C for >2 h. The paraffin sections were deparaffinized using xylene and washed with gradient alcohol, and then distilled water. The sections were placed in the antigen repair solution, heated in a microwave oven, and cooled to room temperature for antigen repair. The endogenous peroxidase was removed with 3% hydrogen peroxide. Then, the goat serum was used for blocking to eliminate unspecific staining. The slides were incubated overnight at 4°C with various primary antibodies. To visualize antigens, peroxidase-labeled antibodies (code K5007; REAL EnVision Rabbit/Mouse; Dako) were applied at room temperature for 60 min. The slices were rinsed in phosphate-buffered saline (PBS), stained with DAB (liquid DAB + substrate, DAKO), and re-stained with hematoxylin. Two independent observers examined the stained slides in a blind fashion.
Immunohistochemical (IHC) staining was evaluated using the histological score (H score) (19). The intensity of IHC staining was classified as strongly positive, moderately positive and weakly positive according to the color depth of the positive cells, and the corresponding values were 1, 2, and 3. The H score was calculated as follows: H Score = Staining intensities (SI) × percentage of positive cells= [1 × (% cells 1+) + 2 × (% cells 2+) + 3 × (% cells 3+)]. This score ranged from 0 to 300 (300 indicated strong staining in 100% of the tumor cells).
The antibodies used were as follows: Human anti-SOX2 and anti-OCT4 were purchased from Abclonal (cat. nos. A0561 and A7920, respectively). Human anti-NANOG was obtained from Abcam (product code ab109250). Human anti-SOX2, anti-OCT4, and anti-NANOG were used at a 1:100 dilution in PBS for IHC staining.
Immunofluorescence staining
The paraffin sections were stained with indirect immunofluorescence staining after dewaxing and antigen repair. They were dyed with indirect immunofluorescence dyeing of indirect method after deparaffinization and antigen repair. The histological sections were washed with PBS at pH 7.3. Then, polyclonal rabbit antibodies against SOX2 (dilution of 1:100), OCT4 (dilution of 1:100), and NANOG (dilution of 1:100) were added to each section. The sections were maintained overnight at 4°C overnight. After washing three times with PBS, the sections were stained with donkey antibodies against rabbit immunoglobulin G (Jackson/Alexa Fluor® 488; cat. no 711-545-152; dilution of 1:100). The nuclei were counterstained with 4′,6-diamidino-2-phenylindole (DAPI; blue). As a control, the primary antibodies were replaced with PBS.
Reverse transcriptase-quantitative polymerase chain reaction (RT-qPCR)
Total RNA was extracted from the paraffin-embedded tumor tissues using an FFPE RNA Kit (product code R6954-01; Omega Bio-tek, Inc.). RNA was reverse-transcribed using Hifair II 1st Strand cDNA Synthesis SuperMix for qPCR (product no. 11123ES60; Yeasen) according to the manufacturer's protocols. Approximately 1 µg of cDNA sample was used for each PCR analysis. RT-qPCR was performed with UNICON® qPCR SYBR-Green Master Mix (product no. 11199ES08; Yeasen) on an AB (Applied Biosystems; Thermo Fisher Scientific, Inc.) ViiA 7 instrument. The GAPDH housekeeping gene was used as a control. The thermocycling conditions of the RT-qPCR consisted of an initial denaturation step at 95°C for 30 sec, followed by 40 cycles at 95°C for 10 sec and 60°C for 34 sec. The dissolution curve stage is set by default by the instrument (1 cycle). The expression of tested genes relative to GAPDH was determined using the method of ΔΔCq (20). The expression levels of CSC-related markers in each sample were calculated. The primer sequences of each gene were as follows: PrimerBank ID: 325651854c1, SOX2 forward, 5′-GCCGAGTGGAAACTTTTGTCG-3′ and reverse, 5′-GGCAGCGTGTACTTATCCTTCT-3′; PrimerBank ID: 4505967a1, OCT4 forward, 5′-CTTGAATCCCGAATGGAAAGGG-3′ and reverse, 5′-GTGTATATCCCAGGGTGATCCTC-3′; PrimerBank ID: 153945815c1, NANOG forward, 5′-TTTGTGGGCCTGAAGAAAACT-3′ and reverse, 5′-AGGGCTGTCCTGAATAAGCAG-3′; PrimerBank ID: 378404907c1, GAPDH forward, 5′-GGAGCGAGATCCCTCCAAAAT-3′ and reverse: 5′-GGCTGTTGTCATACTTCTCATGG-3′.
Statistical analysis
The unpaired nonparametric t-test was used to detect the differences in the results of IHC and RT-qPCR analyses between the two groups. The results of t-tests were reported as the mean ± standard deviation. The chi-square test was used to detect the differences in the distribution of clinicopathological factors between the two groups. The correlation of the expression of OCT4, SOX2, and NANOG with the clinicopathological features was determined using Pearson's correlation coefficient test. P<0.05 was considered to indicate a statistically significant difference. The statistical data were obtained using an SPSS software package, version 24.0 (IBM Corp.).
Results
Patients and clinical characteristics
A total of 72 patients who met the inclusion criteria were included in the analyses. Of the 72 lung adenocarcinoma patients with EGFR mutation who received first-generation EGFR-TKI treatment, 31 were sensitive (sensitive group) and 41 were resistant to first-generation EGFR-TKIs (resistant group). The median age of the entire cohort was 58 (31–76) years. The demographics of the whole cohort are presented in Table I. The expression of SOX2, OCT4 and NANOG in 72 lung adenocarcinoma samples was analyzed by IHC staining, immunofluorescence staining and RT-qPCR.
According to the integrity of glandular structures, cellular heterogeneity, and mucus secretion status, lung adenocarcinomas were classified as well, moderately, and poorly differentiated. In well-differentiated tumors, the malignant glands were composed of tall columnar or mucous epithelium, with large, round tumor nuclei and prominent nucleoli; the glandular structures were easily demonstrared under routine microscopy (Fig. 1A). In moderately differentiated tumors, glandular development was not as good as that in well-differentiated tumors (Fig. 1B). In poorly differentiated tumors, the adenocarcinoma was composed of a neoplastic cell population with very poor glandular development. The gland structure was unclear under routine microscopy, and the tumor cells had obvious abnormalities (Fig. 1C).
Correlations between clinical features and efficacy of EGFR-TKIs and the expression of SOX2, OCT4 and NANOG
The association between clinicopathological features of the 72 patients with lung adenocarcinoma and the sensitivity of first-generation EGFR-TKIs are presented in Table I. The chi-square test revealed that men (P=0.048), smokers (P=0.003), patients with stage IV (P=0.003), and patients with poor differentiation (P=0.009) were more likely to be in the resistant group, with statistically significant differences. No obvious correlation was revealed between the sensitivity of first-generation EGFR-TKIs and age, EGFR mutation status, and type of EGFR-TKIs of patients (Table I).
The correlation of the expression of SOX2, OCT4 and NANOG with clinicopathological features of patients with lung adenocarcinoma treated with first-generation EGFR-TKIs was evaluated. As revealed in Table II, the expression of SOX2 was significantly correlated with PFS (R=−0.256, P=0.030), TNM stage (R=0.257, P=0.029), and differentiation (R=0.347, P=0.003). The expression of OCT4 was positively associated with PFS (R=−0.242, P=0.041), TNM stage (R=−0.359, P=0.002), and differentiation (R=0.269, P=0.022). The expression of NANOG was significantly asscoiated to PFS (R=−0.289, P=0.014) and differentiation (R=0.258, P=0.029).
Table II.Correlation of OCT4, SOX2 and NANOG expression with clinicopathological features determined by Pearson's correlation test. |
The association between clinicopathological features of the 72 patients with lung adenocarcinoma and the expression of SOX2, OCT4 and NANOG analyzed using the chi-square test is presented in Table III. An association was observed between the efficacy of EGFR-TKI therapy and the expression of OCT4 and NANOG (P=0.039 and P=0.004, respectively), TNM stage and the expression of SOX2 and OCT4 (P=0.034 and P=0.007, respectively), differentiation and the expression of SOX2 and NANOG (P<0.001 and P=0.008, respectively).
Table III.Association between SOX2, OCT4 and NANOG expressiona and clinicopathological factors in 72 patients with lung adenocarcinoma analyzed by chi-square test. |
IHC and immunofluorescence staining
The expression levels of SOX2, OCT4 and NANOG were examined in the tissue samples from the two groups of patients with lung adenocarcinoma having significantly different prognosis to elucidate whether the expression of lung CSC-related markers was associated with the efficacy of EGFR-TKIs in lung adenocarcinomas. The representative confocal images of SOX2, OCT4 and NANOG with immunofluorescence staining in lung adenocarcinoma specimens are presented in Fig. 2. IHC staining revealed the expression of SOX2 in 58 lung adenocarcinoma cases; 55 cases exhibited cells positive for OCT4, and 50 cases exhibited the expression of NANOG. The staining intensities of SOX2, OCT4 and NANOG are presented in Fig. 3. The color reactions were observed in the nucleus and cytoplasm of the tumor cells. The staining intensity was divided into four grades based on the staining depth of positive cells: Unstained (negative), weakly positive (+), moderately positive (++), and strongly positive (+++). The tissue sections of each sample were stained by IHC staining, and the H-score was calculated. The results of the t-test revealed that the expression levels of SOX2 (Fig. 4A, P=0.003), OCT4 (Fig. 4B, P=0.036), and NANOG (Fig. 4C, P=0.032) were significantly higher in the resistant group than in the sensitive group.
PCR detection for SOX2, OCT4 and NANOG
The relative expression levels of SOX2, OCT4 and NANOG were detected using RT-qPCR. RT-qPCR could not be performed in five patients due to the small tissue sample. The GAPDH housekeeping gene was used as a control. The expression level of each tested gene relative to the expression of GAPDH was calculated using the ΔΔCq method. Significant differences in the expression level of each tested gene in the two groups were identified using the unpaired nonparametric t-test. The results revealed that the relative levels of SOX2 (Fig. 5A, P=0.018), OCT4 (Fig. 5B, P=0.035) and NANOG (Fig. 5C, P=0.044) were significantly higher in the resistant group than in the sensitive group. The RT-qPCR results were consistent with the IHC analysis results.
Discussion
Lung cancer is one of the most common malignant tumors, accounting for nearly 30% of all cancer-related deaths (21). The clinical use of first-generation EGFR-TKIs has revealed significant efficacy for advanced lung adenocarcinoma patients with EGFR-sensitive mutation and an increased survival rate. However, two groups of patients had significantly different therapeutic effects after using the targeted drugs. These included patients with rapid progression or a long period of disease stabilization without progression. At present, the resistance to EGFR-TKI therapy, either intrinsic or acquired, is a major barrier to a complete cure. The median PFS for patients treated with EGFR-TKIs is only ~10-13 months (14–16).
In the present study, IHC and RT-qPCR analyses were used to detect and analyze the expression of CSC-related markers in patients with lung adenocarcinoma having significantly different effects after treatment with EGFR-TKIs. The results revealed that the level of CSC markers was higher in the EGFR-TKI resistant group than in the EGFR-TKI sensitive group, and the difference was statistically significant. In addition, the expression of SOX2 and OCT4 was significantly correlated with PFS, TNM stage, and differentiation, whereas the expression of NANOG was significantly associated to PFS and differentiation.
CSCs play an important role in tumor development, infiltration, metastasis and recurrence (2,22). SOX2, OCT4 and NANOG are the core transcriptional regulators of CSCs and constitute the core transcriptional network to maintain pluripotency and self-renewal ability of CSCs (9,23,24). These transcription factors can reprogram somatic cells into pluripotent stem cells and contribute to drug resistance and poor prognosis (25,26). Several previous studies indicated that OCT4, SOX2 and NANOG were involved in the occurrence, drug resistance, and development of tumors (11,23,24,27). Shien et al investigated the molecular and cellular profiles of cells with acquired resistant to EGFR-TKI in EGFR-mutant lung cancers. In their study, gefitinib-resistant sublines were established by exposing EGFR mutant cell lines to gefitinib using stepwise escalation and high-concentration exposure methods. They found that the sublines established by the high-concentration exposure methods had CSC-like properties (28). The targeted drugs could kill some of the rapidly dividing cancer cells with sensitive EGFR mutations. However, CSCs not sensitive to various treatments could be further replicated, self-renewed, and evolved into more drug-resistant lung cancer cells after a period of EGFR-TKI therapy.
In the present study, it was revealed that the number of male patients, patients who smoked, patients with stage IV, and patients with poor differentiation was significantly higher in the resistant group than in the sensitive group. These results were consistent with the findings of other previous studies (29–34). Since a majority of the smokers were men in the present study, it is possible that smoking may make the interaction between sex and the efficacy of EGFR-TKIs confusing. In addition, some studies have demonstrated that the expression of CSC markers was related to clinical and pathological parameters in patients with lung cancer disease (35,36). For instance, Li et al revealed that the high expression level of CSC markers was significantly associated with poorer differentiation, higher TNM stage and worse prognosis of lung cancer (35).
The present study also had some limitations and biases that should be acknowledged. First, the sample size of this study was relatively small. The follow-up studies should have a larger sample size for further verification. Second, this study suffered from selection bias due to its retrospective nature. In addition, the mechanisms discussed in this study required further experiments.
Therefore, the present study concluded that the therapeutic effect of first-generation EGFR-TKIs was highly correlated with the levels of CSC-related markers. The markers of CSCs were highly expressed in EGFR-TKI resistant patients.
Acknowledgements
The authors are grateful to all patients enrolled in this study.
Funding
The present study was supported by the Science and Technology Commission of Shanghai Municipality, China (no. 18441904700) and the Nurture projects for Basic Research of Shanghai Chest Hospital (no. 2018YNJCM05).
Availability of data and materials
The data used and/or analyzed in this study can be obtained from the corresponding author on reasonable request.
Authors' contributions
XZha and FH designed and supervised the study, and edited the manuscript. BH and CL designed the experiments and analyzed the data. FH, LZ and XY performed all experimental work. HZ, XZhe and YS supported administration and drafted the work or revised it critically for important intellectual content. All authors read, approved the final manuscript and agree to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
Ethics approval and consent to participate
The present study was approved by the Ethics Committee of Shanghai Chest Hospital. All patients provided their informed consent. Investigations involving human patients in this study were performed according to the principles of the Declaration of Helsinki and the ethical standards of the national research committee.
Patient consent for publication
Not applicable.
Competing interests
The authors declare that they have no competing interests.
Glossary
Abbreviations
Abbreviations:
EGFR |
epidermal growth factor receptor |
TKIs |
tyrosine kinase inhibitors |
IHC |
immunohistochemistry |
PFS |
progression-free survival |
RT-qPCR |
reverse transcriptase-quantitative polymerase chain reaction |
NSCLC |
non-small cell lung cancer |
CSCs |
cancer stem cells |
TNM |
tumor size, lymph node and distant metastasis |
SOX2 |
sex-determining region Y-box 2 |
OCT4 |
octamer-binding transcription factor 4 |
NANOG |
NANOG homeobox |
ARMS |
amplification refractory mutation system |
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