ALK ambiguous-positive non-small cell lung cancers are tumors challenged by diagnostic and therapeutic issues
- Authors:
- Published online on: July 21, 2016 https://doi.org/10.3892/or.2016.4962
- Pages: 1427-1434
Abstract
Introduction
Lung cancer remains a major cause of human mortality. Treatment of non-small cell lung cancer (NSCLC) is being improved by a better understanding of the molecular mechanisms involved in tumor initiation and progression, mainly in adenocarcinoma. The discovery of EGFR activating mutations and ALK rearrangements in a subset of NSCLC has led to major changes in the therapeutic strategy. Anti-EGFR and anti-ALK therapies achieve disease regression and improvement in survival in some patients (1,2). As a consequence, detection of ALK rearrangements, present in ~3–5% of NSCLC, has become mandatory to screen for patients who may benefit anti-ALK targeted therapy. Searching for an ALK-rearrangement using the Vysis LSI ALK Dual Color Break Apart fluorescence in situ hybridization (FISH) probe (Abbott Molecular, Rungis, France) is the Food and Drug Administration (FDA)-approved molecular test and is considered as the 'gold-standard'. ALK-rearranged NSCLC are defined as tumors with 15% or more nuclei with rearranged signals (first count in 50 nuclei and if considered as equivocal, i.e., 5–25 positive cells among these 50 first nuclei, the count must include 50 additional tumor nuclei) (3,4). In addition to FISH testing, many studies have suggested the use of ALK immunohistochemistry (IHC) and RT-PCR to detect ALK-rearranged cancers especially under the European guidelines. Although most of the studies have reported a close correlation between FISH and IHC, many of them, including the largest ones, have reported some discordance between both techniques (5–21). These discordances are all relevant as ALK FISH+IHC− and ALK FISH−IHC+ patients may respond to anti-ALK therapy (6,10,15). Additional methods such as next generation sequencing and real-time polymerase chain reaction have been proposed as complementary or even replacement techniques for ALK screening. IHC with different antibodies or FISH with other probes or brightfield combined IHC-in situ hybridization were also proposed to improve the diagnostic accuracy (8,15,19,22–26). Nevertheless, discrepant cases are still described. Recently, some authors introduced the concept of 'borderline' ALK-positive because of ALK FISH percentages of rearranged nuclei close to the threshold of 15% and of 'ALK-equivocal' tumors to describe tumors with challenging ALK FISH and/or ALK IHC analysis results, and/or discrepancies between FISH and IHC (10,15). Some, but not all, of these 'ambiguous' ALK tumors respond to crizotinib treatment, all the more if they also strongly express c-MET, another potential target of crizotinib (6,10,15). ALK screening strategy is still debated to maximize ALK-rearranged NSCLC detection and to minimize ALK false positivity. Ambiguous ALK-rearranged tumors represent a major diagnostic and therapeutic challenge.
In this study, we report our experience in ALK rearrangement screening in lung adenocarcinoma using the FDA-approved FISH probe and IHC. Clinical outcomes of the crizotinib-treated patients were also reported. This study identifies and describes the issues concerning ambiguous ALK-rearranged tumors.
Materials and methods
Cases studied
We included all the ALK-rearranged adenocarcinoma cases identified by FISH and diagnosed at the University Hospital Morvan cancer molecular genetics platform from January 2010 to December 2014 for which sufficient tumor material was available to perform IHC analyses. These specimens (primary tumors and metastases) were formalin-fixed and paraffin embedded (FFPE). ALK analyses were conducted as part of the diagnostic work-up for the therapeutic management of patients with advanced stages of NSCLC according the French National Cancer Institute guidelines, together with EGFR and KRAS mutation screening. c-MET and complementary anti-ALK IHC analyses with different antibodies were also performed on samples with sufficient amount of tumor cells. The present study was conducted following our national and institutional guidelines. All samples were included in a registered tumour tissue collection and the present study was conducted in compliance with the Helsinki Declaration and after approval by our Institutional Review Board (CHRU Brest, CPP n° DC-2008-214). Response to crizotinib treatment was provided by the oncologists in charge of the therapeutic management of the ALK-positive patients. Therapy response was quoted by the oncologists assuming the clinical follow-up of the patients using clinical and radiological criteria, as used in other ALK-NSCLC dedicated studies.
ALK fluorescent in situ hybridization (FISH)
Tissue sections 3-µm thick were laid on SuperFrost® Plus slides. After deparaffinization, the slides were pre-treated with Dako Histology FISH Accessory kit (Dako, Glostrup, Denmark) following the manufacturer's instructions. Slides were washed in distilled water and dehydrated in increasing concentrations of alcohol (70, 90 and 100%) and air-dried at room temperature. Ten microliters of the Vysis LSI ALK Dual Color Break Apart Rearrangement Probe was placed onto the tissue sections. Slides were denaturated at 73°C for 5 min and then hybridized at 37°C for 16 h on a Dako Hybridizer. Following hybridization, the slides were washed with buffer, counter-colored with 4′,6-diamidino-2-phenylindole (DAPI) solution and coverslipped. They were then read using an epifluorescence microscope (Zeiss, Le Pecq, France) connected to a CCD camera and software for analyzing fluorescent signals (ISIS software; MetaSystems, Altlussheim, Germany).
At least 50 tumor nuclei (and, if required, 100 tumor nuclei following the FISH test guidelines) were assessed for each case considering the following criteria: ALK FISH was considered positive (i.e., ALK-rearranged) if there was a split between the orange (3′-end) and the green (5′-end) signals (i.e., orange and green signals being two or more signals apart) or an isolated single orange signal in ≥15% of tumor nuclei. We also noted the mean ALK copy number in tumor nuclei (counting both fused ALK and single 3′ALK signals).
ALK and c-MET immunohistochemistry
First line IHC was performed using the monoclonal antibody anti-ALK p80 (clone 5A4; CliniSciences, Nanterre, France) at a dilution of 1:25. Immunohistochemistry was performed on Ventana Benchmark XT® automated slide preparation system using OptiView DAB IHC Detection kit (both from Roche Diagnostics, Meylan, France). This IHC has successfully obtained European and French external quality controls. Briefly, IHC was performed on 3-µm thick tissue sections. OptiView® DAB IHC Detection kit was used according to Ventana staining procedure including pre-treatment with cell conditioner 1 for 92 min, followed by incubation with diluted antibody at 37°C for 1 h. Antibody incubation and signal amplification steps were followed by counterstaining with one drop of hematoxylin for 20 min and one drop of bluing reagent for 4 min. Subsequently, the slides were removed from the immunostainer, washed in water with dishwashing detergent, and mounted. Immunostaining was scored as negative (score 0), or as positive with faint staining (score 1+), moderate (score 2+) or intense (score 3+) staining of the tumor cells.
Samples with a sufficient amount of tumors cells were analyzed with additional IHC using the same IHC protocol with two other anti-ALK antibodies (clone D5F3, prediluted, Ventana, Roche Diagnostics; clone 1A4, 1:100, Origene, Rockville, MD, USA) and with anti-c-MET antibody (clone SP44, prediluted, Ventana, Roche Diagnostics) following the manufacturer's instructions.
Results
Cases included
Fifty-five ALK FISH-positive tumors from 55 patients, including 24 treated with crizotinib, were included in our study. Data concerning these 55 tumors and patients, including their response to crizotinib, are summarized in Table I. The 55 patients consisted of 30 men and 25 women with a mean age of 61 years (range, 28 to 88 years). Thirty-seven patients had a history of present or past smoking and 14 were never-smokers (no data for 4 patients). In addition to ALK FISH positivity, a KRAS mutation was identified in 7 tumors and a EGFRL858R in another. Complete response to crizotinib was observed only in one patient (case 10). A partial response (i.e., tumor regression or stable disease) was noted in 16 patients. The disease continued to progress despite crizotinib treatment in the other 7 patients.
ALK fluorescent in situ hydridization
Table II summarizes the main FISH results. The mean percentage of positive nuclei per tumor was 41.4% (from 15 to 99%). Split and isolated 3′ signals co-existed in most of the tumors (mostly split signal in 39 tumors and isolated 3′ signal in 16 samples). The percentage of positive nuclei were between 15 and 20% in 17 tumors. Only one (1/55-1.8%) tumor presented a high ALK copy number (i.e., >6 ALK copy numbers per nucleus). Fig. 1 presents examples of ALK FISH positive patterns.
Table IISummary of the ALK FISH patterns and correlation with immunohistochemistry (5A4 clone) and response to anti-ALK targeted therapy. |
ALK immunohistochemistry
ALK IHC using clone 5A4 was non-contributive in three cases (Table I). Twenty-one tumors (38.2%) were immunonegative. Thirty-one tumors were considered ALK positive (56.3%) with a 3+ staining in 7/31 cases, a 2+ staining in 18/31 cases and a 1+ staining in 6/31 cases. Additional IHC using clones D5F3 and 1A4 was contributive for only 33 and 24 cases, respectively, because of progressive cell depletion in small biopsies. IHC with clone D5F3 was positive in 21/33 (63.6%) tumors with the higher rate of strong 3+ staining intensity in 17/33 (51.5%) tumors. IHC with clone 1A4 was positive in 21/24 (87.5%) tumors. Twelve and three tumors remained immunonegative with clones D5F3 and 1A4, respectively. Table III summarizes the results of ALK IHC with different antibodies and examples of staining are shown in Fig. 2.
c-MET expression
c-MET IHC was performed in only 23/55 tumors because of cell depletion. Among these 23 samples, 18 samples were considered positive (i.e., 2+ or 3+ staining intensity) and 5 samples were considered negative (i.e., 1+ or 0 staining). Indeed, in our daily practice, we also screen every NSCLC patient for c-MET expression but not for c-MET amplification which is only performed when a clinician requires this information for inclusion in a c-MET-related specific treatment trial. Therefore, c-MET FISH was not performed in these ALK-positive NSCLC cases.
Correlation between response to crizotinib, FISH and IHC results
Table II summarizes the distribution of patients according to their response to crizotinib and ALK FISH and IHC results. Thirty-one patients had a concordant FISH+IHC+ status. Of note, two of the 15 treated ALK FISH+IHC+ patients did not respond to crizotinib (cases 1 and 9). Three of the 21 ALK FISH+IHC− patients had a response to anti-ALK therapy. A partial response was observed in case 37 with 25% of positive tumor nuclei also expressing a 2+ staining with c-MET IHC. A stable disease was observed in case 32 having a 20% ALK FISH rearranged status and a KRAS G12S mutation. A partial response was observed in case 38 with 20% ALK FISH rearranged nuclei without contributive c-MET IHC and EGFR and KRAS mutational analyses.
Discussion
ALK-rearranged NSCLC are classically reported to be adenocarcinomas involving young and never-smoker patients, characterized by mucinous and cribriform histopathological features and the absence of association to EGFR or KRAS mutations (27–31). Most of these ALK-rearranged NSCLC respond to crizotinib (32). A strong correlation between the FISH-rearranged status of the tumor and the expression of the ALK protein detected by IHC was reported in many studies (5–12,14–21,30). In addition, the mean copy number of the ALK gene in ALK-rearranged tumor is admitted to be usually low, with <6 ALK copies per nucleus, in contrast to tumors lacking ALK rearrangement in which high ALK copy gain is frequent (33).
We classified the ALK-rearranged tumors in our study into two groups. The first group included ALK-rearranged tumors by both FISH and IHC positivity (FISH+IHC+), without high ALK copy gain and no EGFR and KRAS mutation. The second group, designated as ambiguous ALK-positive, contained those ALK positive tumors that did not correspond to these criteria (in fact mainly FISH+IHC−cases). Seventeen tumors, so-called borderline tumors, had a percentage of rearranged nuclei ≤20% and were included in the first or second group. Most of these 'borderline' tumors were FISH+IHC− but some were FISH+IHC+ (Table I) (10,15).
Ambiguous ALK phenotype is presented by tumors being positive for only FISH or IHC. Some large studies have pointed out a significant rate of discrepancies between FISH and IHC (6,11,12). In our study, 24 tumors could be considered as ALK 'ambiguous'-positive tumors because they were IHC negative or non-contributive. Four of the 9 patients among these 24 cases treated with crizotinib showed a response. In a large French study, only 53.3% (80/150) of ALK-positive tumors were FISH+IHC+ and 24% (36/150) were FISH+IHC−; 19 tumors were FISH−IHC+ and 15 FISH non-contributive IHC (6). Crizotinib-responders are reported among FISH+IHC− and FISH−IHC+ cases, pointing out that combining FISH and IHC is important to minimize the risk of ALK-testing false-negativity. Indeed, examples of crizotinib-responders are reported even in patients with rearrangement rates as high as 60% by FISH although they are IHC− (6).
Confrontation of ALK status with EGFR and KRAS mutational status speaks in favor of an accurate screening strategy. In the study by Cabillic et al on 3,244 NSCLC, 8 (5.3%) and 14 (9.3%) of the 150 ALK-positive tumors were also mutated for EGFR and KRAS, respectively (6). Another French study reported a 7% rate (11/150) of ALK FISH+IHC− tumors mutated for EGFR and KRAS genes (11). In our opinion, even if the concept of mutually exclusive mutations/rearrangements concerning ALK, EGFR and KRAS is widely accepted, the challenging cases of double mutants justify parallel analyses of these three genes instead of a multistep algorithm that would lead to analyze ALK only in EGFR and KRAS wild-type tumors. Moreover, ALK inhibitors are reported to be effective in patients with co-alterations in ALK and EGFR (34).
Tumors having a percentage of ALK-rearranged nuclei between 15 and 20%, in the so-called 'borderline' or 'equivocal' grey-zone, face a particular analytic issue. In our study, 17 tumors could be considered as borderline tumors. Three of the 6 patients treated with crizotinib showed a response. A study by Camidge et al on 13 ALK-positive patients among 73 patients was concordant with the threshold of 15% FISH-rearranged nuclei to consider a tumor as ALK-rearranged or not (35). In this study, the lowest percentage of rearranged nuclei in the so-called ALK-positive tumors was ~22% and the highest percentage in the ALK-negative tumors was ~10%. No tumor had a percentage of rearranged nuclei between 10 and 20%. Of note, up to 11% of rearranged nuclei were encountered within non-tumor areas (35). More recently, many studies reported tumors within this 'grey-zone' from 10 to 20% of rearranged tumor nuclei, with various combinations of discordance between FISH and IHC results. These studies also discussed the interest of using different FISH probes and anti-ALK antibodies (6,10,11,15). Detection of potential ALK-rearranged tumors that could benefit anti-ALK therapy beyond the threshold of 15% remains a challenging issue that justifies a systematic use of anti-ALK IHC complementary to ALK FISH to detect ALK FISH−IHC+ cases (17,18). Indeed, a few cases with a rate as low as 5% of ALK-positive nuclei associated with IHC positivity are reported to respond to crizotinib therapy (11,15). As this grey-zone is really close to the percentage of ALK-rearranged nuclei observed in non-tumor tissue, one can hypothesize that some of these tumors with rearranged nuclei from 15 to 20% could be technical false-positive results. Nevertheless, crizotinib-responders were reported in these grey-zone borderline tumors supporting the biological significance of the FISH positivity (6,10,15). Some authors hypothesized that a high ALK copy number, and/or a c-MET expression in these ALK 'borderline' tumors could explain the response or absence of response of the patients to anti-ALK therapy. However, the biological relevance of these two additional molecular defects is still not clearly demonstrated (10). Intra-tumor heterogeneity was proposed to have implications in the detection of ALK-rearrangements (7,36). A combination of multiple FISH analyses with different probes was also proposed to allow enhancement of the detection of ALK rearrangements in borderline and ambiguous tumors (15). In our study, most of the ALK borderline tumors within this grey-zone were also ambiguous FISH+IHC− tumors. Even if the IHC negative feature could be corrected using different antibodies in some samples, cell depletion can prevent efficient comparison of antibodies, as in our study. We tested the three supplementary antibodies in only half of the cases. Nevertheless, 7 samples initially considered FISH+IHC− were weakly positive (1+) for at least one additional antibody.
Furthermore, cell depletion in small biopsies can hamper the carrying out of EGFR and KRAS molecular analyses, and in the near future from analyzing other oncogenes such as ROS1. The diagnostic strategy must take into account the problem of tiny biopsies, in concomitant molecular and IHC analyses. Tissue handling, processing and sectioning must be optimal to minimize tumor wastage (4).
To conclude, it is crucial to be aware of the therapeutic implications despite discordances between FISH and IHC in ALK ambiguous and borderline positive tumors. These lesions - with diagnostic and therapeutic issues because of potential response to anti-ALK targeted therapies - must be studied further to facilitate the diagnosis of ALK-rearranged tumors in an intent-to-treat strategy. Additional FISH analyses with bacterial artificial chromosome clones or reverse transcriptase-polymerase chain reaction targeting already known ALK fusion partners could be helpful to solve the issue of borderline and/or ambiguous ALK-positive tumors.
In the meantime, the issue remains partially unsolved. Nevertheless, our data clearly emphasize that, besides using different FISH probes to solve certain ambiguous cases, using different IHC could also help to elucidate some of the first-appearing discrepant data. Still, some discrepant cases remain unsolved and the prediction of a response or progression following crizotinib treatment in these challenging cases remains difficult. Clinicians and pathologists must be aware of these potential issues to reach a personalized diagnostic strategy in the era of personalized medicine. New sampling and additional FISH and IHC analyses are parts of this personalized diagnostic strategy.
Acknowledgments
This study was supported by the 'Omnium group'. The authors wish to thank Mrs. Stéphanie Bouvier, Ms. Sandrine Duigou and the Brest Biobank for their technical assistance in this study.
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