Enhanced antitumor activity of trastuzumab emtansine (T-DM1) in combination with pertuzumab in a HER2-positive gastric cancer model
- Authors:
- Published online on: June 19, 2013 https://doi.org/10.3892/or.2013.2547
- Pages: 1087-1093
Abstract
Introduction
For advanced gastric cancers, fluoropyrimidine- and platinum-based combination chemotherapy is currently the most widely accepted treatment. However, its benefit has not been translated into higher overall survival rates. Therefore, there is a need for more effective therapies for gastric cancers.
Overexpression of HER family proteins is often associated with tumor malignancy. Also in gastric cancers, EGFR, HER2, and HER3 overexpression has been identified and was shown to be associated with prognosis (1–5). Hence, inhibiting the HER family signal transduction is likely to contribute to improved gastric cancer therapies. Indeed, the ToGA trial (6) demonstrated that chemotherapeutic regimens including trastuzumab (Herceptin®), a humanized anti-HER2 antibody, significantly prolonged overall survival of HER2-overexpressing metastatic gastric cancer patients compared to comparison regimens not including trastuzumab.
Trastuzumab emtansine (T-DM1) is a HER2-targeted antibody-drug conjugate (ADC), composed of microtubule polymerization inhibitor DM1 (a derivative of maytansine) linked to trastuzumab. T-DM1 is designed to deliver DM1 into HER2-overexpressing tumor cells. Namely, T-DM1 binds to HER2 on tumor cells, followed by internalization and degradation in lysosomes. As a consequence, active DM1 is liberated intracellularly from T-DM1 (7–9) and inhibits microtubule assembly causing cell apoptosis/death (10,11). In addition, T-DM1 has been shown to retain the mechanism of action of trastuzumab as an antibody, including antibody-dependent cellular cytotoxicity (ADCC), inhibition of cell signaling through the phosphatidylinositol 3-kinase (PI3K)/AKT pathway, and inhibition of HER2 shedding (12,13). To investigate the clinical effectiveness of T-DM1, two phase III trials, EMILIA (evaluating T-DM1 compared with lapatinib plus capecitabine for patients with HER2-positive metastatic breast cancer previously treated with trastuzumab and a taxane) and MARIANNE (evaluating T-DM1 plus placebo vs. T-DM1 plus pertuzumab vs. trastuzumab plus a taxane for patients with previously untreated HER2-positive metastatic breast cancer) (14) are under way.
Pertuzumab is a humanized anti-HER2 antibody that exerts antitumor activity in a different manner from trastuzumab. Whereas trastuzumab binds to domain IV of the HER2 extracellular domain (ECD), pertuzumab binds to domain II of the HER2 ECD, the region responsible for dimer formation. Thus, pertuzumab inhibits the dimerization of HER2 with other HER family proteins such as EGFR or HER3, which results in prevention of ligand-dependent HER2 signaling (15). Recently, the efficacy of pertuzumab in HER2-positive metastatic breast cancer was demonstrated in a phase III trial (CLEOPATRA, evaluating trastuzumab plus docetaxel vs. trastuzumab plus docetaxel plus pertuzumab), which showed significantly prolonged progression-free survival (PFS) (16).
Thus, therapies containing anti-HER2 antibodies are expected to be of great clinical significance. In a previous study, we showed an enhanced antitumor activity of trastuzumab in combination with pertuzumab and described its mechanism of action in a HER2-positive gastric cancer model (17). In this context, we believe that the combination of T-DM1 with pertuzumab could be a new potential therapy for advanced gastric cancer. Therefore, in the present study, we investigated the combination effects of T-DM1 and pertuzumab on antitumor activities in vitro and in vivo using HER2-positive human gastric cancers.
Materials and methods
Test agents
T-DM1 and pertuzumab were provided by F. Hoffmann-La Roche (Basel, Switzerland). Both antibodies were diluted with saline or culture medium in in vivo or in vitro experiments, respectively. Human immunoglobulin G (IgG) was purchased from MP Biomedicals, Inc. (Aurora, OH, USA) and reconstituted with water and diluted with saline.
Animals
Five-week-old male BALB-nu/nu mice (CAnN.Cg-Foxn1<nu>/CrlCrlj nu/nu) were obtained from Charles River Laboratories Japan (Yokohama, Japan). All animals were acclimatized for 1 week prior to the study. The health of the mice was monitored daily. Chlorinated water and irradiated food were provided ad libitum, and the animals were maintained under a controlled light-dark cycle (12 h-12 h). All animal experiments were conducted in accordance with the Institutional Animal Care and Use Committee.
Cell lines and culture
Five human gastric cancer cell lines were used in the present study: NCI-N87, SNU-16, SCH, MKN-28 and 4-1ST. NCI-N87 and SNU-16 cells were purchased from ATCC. SCH cells were purchased from Japan Health Science Foundation (Osaka, Japan). MKN-28 cells were purchased from Immuno-Biological Laboratories Co., Ltd. (Fujioka, Japan). NCI-N87, SNU-16, SCH and MKN-28 were maintained in RPMI-1640 (Sigma-Aldrich, St. Louis, MO, USA), supplemented with 10% FBS at 37°C under 5% CO2. 4-1ST cells were purchased from the Central Institute for Experimental Animals (Yokohama, Japan) and maintained in BALB-nu/nu mice by subcutaneous (s.c.) inoculation of pieces of tumor. CD16(158V)/NK-92 cells were constructed as previously described (17) and were maintained in MEMα (Wako Pure Chemical Industries, Osaka, Japan) supplemented with 12.5% FBS, 12.5% horse serum, 0.02 mM folic acid, 0.1 mM 2-mercaptoethanol, 0.2 mM inositol, 0.5 mg/ml G418, and 20 ng/ml recombinant human IL-2 at 37°C under 5% CO2.
Immunohistochemistry and fluorescent in situ hybridization
As previously described, HER2 protein expression and HER2 gene amplification in tumors were examined by immunohistochemistry (IHC) using HercepTest™ (Dako Japan, Tokyo, Japan) and fluorescent in situ hybridization (FISH) using Path Vysion® (Abbott Japan, Tokyo, Japan), respectively (18).
In vivo tumor growth inhibition studies
Each mouse was inoculated subcutaneously in the right flank with either 5×106 cells of human gastric cancer cell lines NCI-N87, SCH, SNU-16 or MKN-28, or with an ~8-mm3 piece of 4-1ST tumor tissue. Several weeks after tumor inoculation, mice were randomly allocated to control and treatment groups.
The administration of anticancer agents was started when the tumor volumes reached ~150–350 mm3. T-DM1 was administered intravenously once every 3 weeks and pertuzumab was administered intraperitoneally once a week for 6 weeks. To evaluate the antitumor activity of the test agents, tumor volume was measured twice a week and the percentage of tumor growth inhibition (TGI%) was calculated as previously described (19).
In vitro anti-proliferation assays
NCI-N87 cells were seeded on 96-well plates at 1×104 cells/well and pre-cultured for 24 h. Then the cells were starved in serum-free RPMI-1640 for 24 h and treated with pertuzumab, T-DM1, or both. Following 30 min of incubation, cells were exposed to 100 ng/ml of EGF or heregulin (HRG)-α and incubated for 2 days. Cells were fixed with 10% formalin neutral buffer solution. Crystal violet staining and extraction were performed as previously described (18) and absorbance was measured at 595 nm. Cells pre-cultured for 24 h were also detected by crystal violet staining as the absorbance of the pre-cultured well. The percentage of cell proliferation (% proliferation) was calculated as follows: % proliferation = (absorbance of treatment well - absorbance of pre-cultured well)/(absorbance of unstimulated well - absorbance of pre-cultured well) ×100.
Apoptosis assay
NCI-N87 cells were seeded on 96-well plates at 1×104 cells/well and cultured in 0.1% FBS medium with 100 ng/ml of EGF or HRG-α added for 24 h. After that, cells were treated with pertuzumab, T-DM1, or both. After 24 h of treatment, Caspase-Glo® 3/7 Assay (Promega, Madison, WI, USA) was used to measure caspase 3/7 activity, which was calculated as follows: caspase 3/7 activity = (luminescent unit of treatment well - luminescent unit of blank well)/(mean luminescent unit of control well).
Western blotting
NCI-N87 cells were seeded in 0.1% FBS RPMI-1640 for 24 h and then treated with IgG as the control or with 40 μg/ml pertuzumab, 5 μg/ml T-DM1, or both. Following incubation for 1 h, cells were exposed to EGF or HRG-α for 1 or 5 min, respectively. Cells were washed with ice-cold PBS and then lysed with Cell Lysis Buffer (Cell Signaling Technology, Beverly, MA, USA) with 10 mM NaF, 1 μg/ml aprotinin, and 1 mM PMSF. After centrifugation (4°C, 14,000 × g, 5 min), the resultant supernatants were used for the western blot assays.
To prepare in vivo samples, tumor samples were taken on day 5 (4 days after treatment) and immediately frozen in liquid nitrogen and stored at −80°C. Tumor samples were homogenized in Cell Lysis Buffer, and centrifuged (4°C, 10,000 × g, 20 min). The resultant supernatants were used for the western blot assays.
The protein concentration of the supernatant was quantified using the DC protein assay kit (Bio-Rad Laboratories, Hercules, CA, USA). The supernatants were denatured for 5 min at 95°C, electrophoresed on SDS-PAGE and transferred to a polyvinylidene difluoride membrane (Millipore, Bedford, MA, USA). The membrane was blocked in SuperBlock® T20 (TBS) Blocking Buffer (Thermo Scientific, Waltham, MA, USA) and probed with each antibody against HER3 (sc-285), (Santa Cruz Biotechnology, Santa Cruz, CA, USA), HER2 (#2248), EGFR (#2963), pEGFR (Tyr1068) (#3777), pHER2 (Tyr1248) (#2247), pHER3 (Tyr1289) (#4791), AKT (#9272), pAkt (Ser473) (#9271), ERK1/2 (#9102), pERK1/2 (Thr202/Tyr204) (#9106) (Cell Signaling Technology), and actin (A2228) (Sigma-Aldrich) as primary antibodies. These proteins were detected by horseradish peroxidase-conjugated secondary antibodies. The bands were visualized using Chemi-Lumi One Super (Nacalai Tesque, Kyoto, Japan).
ADCC assays
We used Real-time Cell Analyzer (xCELLigence, Roche Diagnostics, Tokyo, Japan) to monitor ADCC activity in real-time. The system detects electrical impedance on the bottom of the tissue culture E-Plates, which contain interdigitated electrodes as the Cell Index. NCI-N87 cells were seeded on E-plates at 5×103 cells/well and pre-cultured for 24 h. CD16(158V)/NK-92 cells were added as effector cells at a target ratio of 1:1. Cells were treated with pertuzumab, T-DM1, or both concurrently. The Cell Index was measured every 5 min for the first 4 h and every 10 min thereafter. The Normalized Cell Index was calculated as follows: (Cell Index at each point)/(Cell Index at the point when pertuzumab and T-DM1 treatment started).
Statistical analysis
The Wilcoxon test was used to detect differences in tumor volume for in vivo experiments and Student's t-test was used for in vitro experiments, with P<0.05 considered statistically significant. Statistical analyses were carried out using the SAS preclinical package (SAS Institute, Tokyo, Japan).
Results
Antitumor activity of T-DM1 as a single agent in human gastric cancer mouse xenograft models
Antitumor activity of T-DM1 was evaluated in 5 gastric tumor models with various HER2 levels. NCI-N87, 4-1ST and SCH xenografted tumors exhibited high HER2 expression with IHC scores of 3+ or 2+ and a FISH HER2/CEP17 ratio >2.0. SNU-16 and MKN-28 showed low HER2 expression with IHC scores of 1+ or 0 and a <2.0 FISH ratio. On day 22 (21 days after treatment), T-DM1 (20 mg/kg) showed significant antitumor activity in the xenograft models with high HER2 expression and decreasing tumor volumes. However, T-DM1 did not show significant efficacy for tumors with low HER2 expression (Table I).
Table IAntitumor activity of T-DM1 as a single agent in human gastric cancer mouse xenograft models. |
Antitumor activity of T-DM1 in combination with pertuzumab in a HER2-positive gastric cancer mouse xenograft model
We assessed the combined efficacy of T-DM1 with pertuzumab using an NCI-N87 xenograft model which expressed high levels of HER2 and was sensitive to T-DM1 treatment. Compared to each antibody alone, T-DM1 in combination with pertuzumab showed significantly enhanced antitumor activity (Fig. 1).
Combination effect of T-DM1 and pertuzumab on proliferation and apoptosis in a HER2-positive human gastric cancer cell line
To investigate the mechanism of action of T-DM1 in combination with pertuzumab, we examined the growth inhibitory effect of T-DM1 and pertuzumab in NCI-N87 cells. These cells have been previously shown to be positive for both HER2 and EGFR and also express low levels of HER3 (17). Pertuzumab completely blocked EGF-stimulated cell proliferation, and T-DM1 stopped cell growth at the initial cell number. In the presence of EGF, T-DM1 combined with pertuzumab significantly enhanced the inhibition of cell proliferation compared to T-DM1 alone (Fig. 2a). We also examined the apoptotic activity of these agents by measuring caspase 3/7 activity. Treatment with both pertuzumab and T-DM1 significantly induced caspase 3/7 activity compared to treatment with either single agent, indicating that pertuzumab in combination with T-DM1 significantly enhanced the apoptosis-inducing activity of T-DM1 (Fig. 2b).
Then, we evaluated the growth inhibition and apoptotic activity induced by T-DM1 in combination with pertuzumab in NCI-N87 cells when stimulated with HRG-α. Similar to the stimulation with EGF, combining pertuzumab and T-DM1 significantly enhanced the anti-proliferative activity in HRG-α-stimulated cells. Likewise, the increased caspase 3/7 activity seen with pertuzumab and T-DM1 as single agents was further enhanced by their combination under HRG-α (Fig. 2c and d). These results suggest that T-DM1 in combination with pertuzumab has the potential to suppress ligand-dependent cell growth by inducing apoptosis.
Effect of T-DM1 in combination with pertuzumab on HER2 signal transduction
To examine whether pertuzumab and T-DM1 could inhibit HER2 signal transduction, we examined the phosphorylation status of the molecules in HER2-EGFR or HER2-HER3 signaling pathways. Under EGF stimulation, only T-DM1 combined with pertuzumab strongly suppressed phosphor(p)-EGFR, pERK and pAKT (Fig. 3a). Under HRG-α stimulation, pertuzumab alone strongly inhibited pHER3 and, in combination with T-DM1, almost completely suppressed pHER3 and downstream pAKT. T-DM1 in combination with pertuzumab further reduced pERK in comparison with pertuzumab or T-DM1 alone (Fig. 3b).
To confirm whether the HER family signaling pathway was also inhibited by this therapy in xenografted tumors, tumor specimens collected 4 days after treatment were tested for the phosphorylation level of HER family receptors: pHER2, pEGFR and pHER3. pHER2 and pEGFR were slightly reduced whereas pHER3 was clearly reduced by the combination of T-DM1 with pertuzumab compared to either T-DM1 or pertuzumab alone (Fig. 3c).
ADCC activity of T-DM1 in combination with pertuzumab
One way to interpret the different antitumor potency observed in vitro and in vivo is to consider an immune effector-mediated activity, such as ADCC. Hence, we examined whether T-DM1-induced ADCC activity in NCI-N87 cells was further enhanced by pertuzumab, using a real-time cell analyzer. In the wells without effector cells, the addition of pertuzumab and T-DM1 did not reduce the Normalized Cell Index (Fig. 4a). With effector cells, however, the Normalized Cell Index was significantly reduced by the addition of each single agent. Furthermore, T-DM1 in combination with pertuzumab significantly enhanced the reduction of the Normalized Cell Index induced by either T-DM1 or pertuzumab (Fig. 4b), indicating that the combination treatment of T-DM1 and pertuzumab enhanced ADCC activity in vitro.
Discussion
First, we clarified whether the relationship between HER2 expression level and T-DM1 efficacy in a gastric cancer model was comparable to that of trastuzumab. In breast cancer cells, it is known that T-DM1 shows great antitumor potency to cancer cells with high HER2 expression but less efficacy to those with low HER2 level (8). Our study using gastric cancer xenograft models similarly showed that T-DM1 demonstrated significant antitumor activity only in cancers in which HER2 status was positive (the IHC score was 3+ or 2+, and the FISH ratio was >2.0), suggesting that, as with trastuzumab, efficacy of T-DM1 is associated with HER2 status. On the other hand, antitumor potency of T-DM1 for NCI-N87 (TGI% was 133%) was much higher than that of trastuzumab administered at the maximum effective dose in a previous study (TGI% was 89%) (18). Even in SCH, in which trastuzumab did not show significant antitumor activity, T-DM1 showed clear antitumor efficacy (TGI was 109%). Also T-DM1 was efficacious to trastuzumab-insensitive xenograft tumors which expressed HER2 (8). These results confirmed that T-DM1 has more potent antitumor activity than trastuzumab. Further research both in clinical and preclinical studies, however, is required to examine the efficacy of T-DM1 for tumors expressing low levels of HER2, or that are trastuzumab-refractory.
There are some clinical studies indicating that the combination of pertuzumab and trastuzumab was active and well tolerated in patients with metastatic HER2-positive breast cancer (20). In addition, the CLEOPATRA trial showed that pertuzumab significantly improved PFS of breast cancer patients in combination with trastuzumab plus docetaxel (16) and the combination was thus approved by the FDA. T-DM1 was reported to have significantly improved the PFS of the combination of trastuzumab and docetaxel (21). In addition, the potency of T-DM1 and pertuzumab in combination as a first line treatment in HER2-positive metastatic breast cancers is currently being investigated in the MARIANNE trial. Also, in the ToGA trial investigating gastric cancer, patients with HER2-positive gastric cancer who received trastuzumab in addition to chemotherapy achieved a significant improvement in overall survival compared to treatment with chemotherapy alone (6). From these lines of clinical evidence, next, we studied the combined efficacy of T-DM1 and pertuzumab in HER2-positive gastric cancers. In our in vivo study, the combination treatment of T-DM1 with pertuzumab showed significantly stronger antitumor activity compared to either single agent in the HER2-positive NCI-N87 model, similarly to trastuzumab in combination with pertuzumab (17). T-DM1 in combination with pertuzumab may show strong efficacy in HER2-positive gastric cancer.
Our study demonstrated that the combination of two different anti-HER2 antibodies with different HER2-binding sites enhanced the inhibition of HER2 signal transduction in cultured NCI-N87 cells. Under EGF stimulation, the combination strongly reduced the phosphorylation of EGFR and its downstream factors, ERK and AKT compared to either single agent. Similar results were shown in our previous study in which the combination of trastuzumab and pertuzumab suppressed pEGFR and pHER2 and their downstream pERK and pAKT by inhibiting the EGFR-HER2 heterodimerization more strongly than either single agent (17). These results suggest that T-DM1 in combination with pertuzumab also suppressed heterodimer formation of EGFR-HER2.
In the NCI-N87 cells stimulated with HRG-α, concomitant treatment of T-DM1 and pertuzumab almost completely reduced the phosphorylation of HER3 and AKT, and more potently inhibited cell growth and increased apoptotic cells. Furthermore, in the xenografted NCI-N87 tumors, western blot analysis revealed that the combination suppressed the phosphorylation of HER3 not but EGFR. Considering the studies that HER2-HER3 heterodimer is the most active signal transducer among HER family complexes (22,23), it is possible that disruption of the signal of HER3 rather than EGFR may play an important role in the antitumor efficacy of the combination treatment, even though HER3 expression levels were low in NCI-N87 tumors. Although further study is required to elucidate the mechanism of action, suppression of AKT signal followed by apoptosis induction in tumor may contribute to the enhanced antitumor efficacy by pertuzumab combined with T-DM1.
T-DM1 retains the ADCC that is reported as a key mechanism of trastuzumab (24), and pertuzumab also had ADCC (25,26). The results of the present study, which are consistent with the enhanced ADCC activity of pertuzumab combined with trastuzumab in our previous study (17), demonstrate that in the combination treatment using T-DM1 with pertuzumab the ADCC activity was significantly enhanced compared to either single agent alone. On the other hand, a study has shown that the simultaneous binding of trastuzumab and pertuzumab onto target cells did not mediate a synergistic effect on ADCC when they were used at maximum effective doses (25). The authors showed that the level of ADCC of the combination of trastuzumab and pertuzumab was the same as those of the single antibodies, when the final total antibody concentration was identical. The discrepancy may arise from the difference in Materials and methods; that is, we used a real-time cell analyzer to measure ADCC and the sum of the concentration of each antibody was used as the combinational concentration. The results of the present study confirm that, in addition to enhanced inhibition of HER2 signaling, ADCC may be another mechanism of action that explains the increased efficacy of the combination.
In conclusion, T-DM1 in combination with pertuzumab achieved significant antitumor activity by enhancing HER family signal inhibition and ADCC activity in a HER2-positive human gastric cancer model. These findings suggest that T-DM1 in combination with pertuzumab is a rational and promising treatment option for HER2-positive gastric cancer.
Acknowledgements
We would like to thank Kumiko Kondo, Hiromi Sawamura and Masako Takahashi (Product Research department, Chugai) for their excellent technical assistance; Editing Services, Chugai for helpful advice about drafting the manuscript; and Dr Kazushige Mori for helpful discussion and comments regarding the study.
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