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Expression and oncogenic properties of membranous Notch1 in oral leukoplakia and oral squamous cell carcinoma
- Authors:
- Published online on: March 27, 2018 https://doi.org/10.3892/or.2018.6335
- Pages: 2584-2594
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Copyright: © Ding et al. This is an open access article distributed under the terms of Creative Commons Attribution License.
Abstract
Introduction
Oral leukoplakia (OL) is a white patch in the oral cavity which cannot be classified as any other known disease (1). It is the most common oral precancerous lesion with high risk to transform into oral squamous cell carcinoma (OSCC) (2–4). A number of etiological factors have been implicated in the onset and transformation of OL, such as tobacco, alcohol, areca nut chewing and chronic mechanical injuries (5). However, no apparent etiological factor could be found in some OL patients, suggesting susceptibility plays a role in the development of OL and OSCC. Clinically, severe dysplasia is an important indicator for OSCC risk in patients with OL whereas OL with mild dysplasia or even no dysplasia can also transform into OSCC (2,4). Previously, we revealed that protein expression, such as podoplanin expression, may serve as a biomarker to assess OSCC risk in patients with OL (6,7). However, the roles of some proteins may depend on cell types and stages during tumorigenesis. For example, Smad4 may function as a tumor suppressor in OSCC development as evidenced in mouse models (8). However, we revealed that high Smad4 levels in OL were associated with OSCC development, suggesting a complex role of Smad4 in oral tumorigenesis (9).
The Notch signaling pathway is highly conserved during evolution. In mammals, there are five Notch ligands (Jagged1, Jagged2, DLL1, DLL3 and DLL4), and four Notch receptors (Notch1-4). Upon ligand binding, the receptors are cleaved at the transmembrane domain by the γ-secretase complex, which releases the active Notch intracellular domain (NICD). NICD enters the nucleus to form a transcription complex with CSL and mastermind-like proteins, leading to transactivation of Notch target genes (10–12).
The role of Notch1 signaling in cancer is, however, cell context dependent (13). Activated Notch1 signaling has been shown to inhibit the growth of hepatocellular carcinoma, small-cell lung cancer, and prostate cancer cells (14,15). In cervical cancers, Notch1 is considered to be a tumor suppressor. It can activate p53, a tumor suppressor, leading to cell cycle arrest and apoptosis (16). However, overexpression of Notch1 has been observed in cutaneous SCC, suggesting Notch1 signaling may be activated in some SCCs (17). In OSCC, while overexpression of Notch1 has been reported in some studies (18–21), downregulation of Notch1 has also been observed (22). Notably, inactivating mutations of Notch1 are detected in 10–15% of head and neck squamous cell carcinoma (HNSCC) including OSCC samples of Caucasian patients. However, Notch1 mutations are detected in ~40% of OSCC samples from Chinese patients including a considerable fraction of potentially activating mutations (23–25). Recently, Izumchenko et al (26), reported a similar Notch1 mutation rate in a Chinese OSCC cohort as well as a high Notch1 mutation rate in a Chinese OL cohort. These results revealed that the Notch1 pathway plays a pivotal role in early oral tumorigenesis, particularly in the Chinese population. To further explore the role of Notch1 in OL and its progression to OSCC, we examined Notch1 expression patterns in OL and analyzed relationships between the expression patterns and clinicopathological parameters as well as OSCC progression in a Chinese OL cohort.
Materials and methods
Patients and tissue samples
Seventy-eight tissue samples from Chinese patients with pathologically confirmed OL between January 1996 and December 2010 were obtained from the Department of Pathology, School of Stomatology, Shanghai Jiao Tong University. Nineteen of the 78 OL patients later developed OSCC. Tumor tissues from the 19 patients were also available for the study. The diagnosis of all the samples was verified by examining a hematoxylin and eosin section from each tissue block used in the study. Clinicopathological parameters and the follow-up information were obtained through chart review. Informed consent was received from each enrolled patient, and the research was carried out with the approval from the Ethics Committee of Shanghai Jiao Tong University (Shanghai, China).
Cell line and reagents
The WSU-HN4 cell line previously described (27) was cultured in Dulbecco's modified Eagle's medium (DMEM; Gibco-BRL, Grand Island, NY, USA) supplemented with 10% heat-inactivated fetal bovine serum (FBS; Gibco-BRL) at 37°C in a humidified 5% CO2 atmosphere. For the EDTA (Sigma-Aldrich; Merck KGaA, Taufkirchen, Bayern, Germany) activation assay, WSU-HN4 cells were washed twice in phosphate-buffered saline (PBS) and incubated in PBS, 2.5 mM EDTA or 2.5 mM CaCl2 (Sigma-Aldrich; Merck KGaA) for 15 min at 37°C. The cells were then recovered in DMEM for 4 h and subjected to western blot analysis or immunofluorescence staining.
Western blot analysis and immunofluorescence staining
Extracted proteins from cells were assessed using the BCA protein assay reagent kit (Pierce; Thermo Fisher Scientific Inc., Waltham, MA, USA). Protein samples were resolved by 10% SDS-PAGE and immunoblotted with rabbit anti-Notch1 XP™ (1:1,000 dilution; clone D1E11; cat. no. 3608; Cell Signaling Technology, Inc., Danvers, MA, USA) and appropriate HRP-conjugated antibodies anti-rabbit and anti-mouse IgG HRP-linked secondary antibodies (1:2,000 dilution; cat. no. 7074; cat. no. 7076; Cell Signaling Technology, Inc). Mouse anti-β-actin (β-actin; clone AC-74; Sigma-Aldrich; Merck KGaA) was used to normalize protein loading. For immunofluorescence staining, the cells were washed twice in PBS and fixed with 10% formalin in PBS for 10 min. The cells were then treated with 0.25% Triton X-100 (Sigma-Aldrich; Merck KGaA) for 15 min and were blocked with 2.5% normal goat serum in PBS for 40 min. The first antibody (1:500 dilution) was the same as that used previously for the western blotting. The second antibody was goat fluorescein-conjugated anti-rabbit IgG (1:500; DI-1488; Vector Laboratories, Inc., Burlingame, CA, USA). Slides were mounted with Vectashield containing DAPI (Vector Laboratories, Inc.).
Immunohistochemistry
Briefly, 4-µm formalin-fixed, paraffin-embedded tissue sections were de-paraffinized and rehydrated. Heat-mediated antigen retrieval using 0.01 M sodium citrate buffer (pH 6.0) was performed and endogenous peroxidase was quenched with 3% hydrogen peroxide for 20 min at room temperature. After incubation with 5% normal goat serum to reduce nonspecific binding, the sections were incubated with rabbit anti-Notch1 (D1E11) XP™ (1:500 dilution; clone D1E11; cat. no. 3608; Cell Signaling Technology, Inc.) according to the manufacturer's protocol.
Notch1 immunoreactivity in both animal and human samples was semi-quantitatively evaluated according to staining intensity and distribution using the immunoreactive score. The grading for the percentage of positive cells was as follows: 0, negative; 1, <10%; 2, 11–50%; 3, 51–80%; and 4, >80% positive cells. For tinctorial strength, scores were distributed as: no staining, 0 points; light yellow, 1 point; brownish yellow, 2 points; dark brownish yellow, 3 points. Finally, the result was classified into four grades by multiplying the two scores aforementioned: 0 points, negative (−); 1–4 points, weakly positive (+); 5–8 points, positive (++); 9–12 points, strongly positive (+++). Scores for >5 points were regarded as positive (28,29).
Animal model and treatments
A total of 48-week-old male SD rats were purchased from the Nanjing Medical University Animal Research Center. The animal experiments were approved by the Animal Ethics Committee and all the procedures were performed following the institutional animal welfare guidelines. After a week of acclimation, the rats were separated into three experimental groups (Groups 1, 2 and 3, n=10 for each group) and one group for control (Group 4, n=10) randomly in separate cages. The rats in the experimental groups were treated with 40 µg/ml 4-NQO (Sigma-Aldrich; Merck KGaA) in the drinking water, while the rats in the control group were treated with an equivalent volume of propylene glycol in water (30,31). The treatment lasted for 8 weeks (Group 1), 16 weeks (Group 2) or 24 weeks (Groups 3 and 4). Then, the rats were euthanized, and the tongues were resected and immediately fixed in 5% paraformaldehyde solution for 12–24 h and paraffin-embedded for further analysis.
Statistical analysis
Statistical analysis was performed using SPSS 17.0 (SPSS, Inc., Chicago, IL, USA). The Chi-square or Fisher's exact tests were used to determine the relationship between the expression of Notch1 and clinicopathological parameters. OSCC-free survival (OFS) was determined as the outcome variable. The association between Notch1 expression and OFS was estimated using the log-rank test. All the variables were subjected to a univariate and multivariate analysis using Cox proportional hazards regression model. The hazard ratios (HRs) with their corresponding 95% confidence intervals (CIs) and P-values were reported. All the tests were two sided and a P-value <0.05 was considered as statistically significant.
Results
Clinicopathological characteristics of patients and ascertainment of Notch1 expression
Of the 78 patients with OL, 33 (42%) were male and 45 (58%) were female with age ranging from 27 to 85 years old (mean, 56 years old). Forty-nine (63%) of the OL lesions were located on the tongue and 29 (37%) at other anatomic locations in the oral cavity. During the median 74.18 months follow-up period, 19 of the 78 (24%) patients developed OSCC. The clinicopathological characteristics are listed in Table I. No statistically significant difference was observed in age, sex, OL location, smoking and alcohol consumption statuses between those who developed OSCC and those who did not, except for a trend towards more OL with severe dysplasia in the group that developed OSCC (P=0.063, Chi-square test, Table I).
To ensure the quality of the Notch1 detection method, we first assessed the anti-Notch1 antibody by immunofluorescence in HN4 cells (Fig. 1A-a-c). Then, we artificially induced the dissociation of the heterodimer by treating the cells with EDTA to activate Notch1 cleavage. After treatment with 2.5 mM EDTA, the immunofluorescence staining for Notch1 was enriched in the nucleus of HN4 cells (Fig. 1A-d-f). Notch1 cleaved at S2 and S3 sites could be detected by a Notch1-specific antibody (clone D1E11) or Notch1 cleaved at S3 could be directly detected by Notch1 Val1744-specific antibody (clone D3B8). Western blot assays enabled the detection of Notch1 as the expected transmembranous form (~120 kDa) in the HN4 cells (Fig. 1B). A smaller size band expected to be cleaved-NICD was detected after EDTA treatment, but not for the cells treated with CaCl2, which neutralized the function of EDTA (Fig. 1B). These data ascertained the usability of this Notch1 detection method.
Notch1 expression in OL and the corresponding OSCC specimens
By performing IHC staining, we assessed the expression of Notch1 in 78 OL specimens and 19 corresponding OSCC specimens from patients who progressed from OL to OSCC. The weak/moderate/strong levels of Notch1 staining were demonstrated in Fig. 2A-C. In OL, Notch1 was generally expressed in a diffused manner in the suprabasal layer of the epithelium and mostly confined to the nucleus and cytoplasm with variable intensities (Fig. 3A-C). Strong overall expression of Notch1 was observed in 10 (13%) cases (Table I). Notably, in 24 (31%) of the OL samples, membranous staining of Notch1 was observed (Fig. 3D and E, Table I). We noted that lesions with severe dysplasia (Fig. 3D) tended to have stronger membrane staining and cytoplasmic staining of Notch1 than in the lesions with low-to-medium grade dysplasia (Fig. 3E). This membrane staining revealed variable intensity in the spinous layer, granular layer and throughout the whole epithelium compared with the more strictly suprabasal layer expression of Notch1 in the other OL samples.
In the 19 malignant-transformed OL (or OSCC) samples derived from OL cases, 11 (14%) exhibited positive membranous Notch1 expression (Table I). To be specific, in the 19 cases, the lesions in Fig. 3D and E turned into the malignancies in Fig. 3F and G, respectively during the follow-up studies. Moreover, Notch1 expression was more diffused on the membrane and in the cytoplasm than in the nucleus in these OSCC samples. Strong membranous Notch1 expression was often observed at the invasive front or at the border of cancer nests. Moreover, a significant decreased nuclear Notch1 expression was detected in malignant-transformed (MT) OL samples, compared to the untransformed (UT) OL samples (P=0.001, t-test; Fig. 4A). Meanwhile, a decrease of unclear Notch1 expression (P<0.001, grouped t-test) and an increase of membranous Notch1 expression (P=0.002, grouped t-test) were observed in the 19 OSCC samples compared to their matched OL samples (Fig. 4B and C). Even within the same OSCC sample, we observed a decrease in nuclear Notch1 and an increase in membranous Notch1 expression in cancer nests compared to the adjacent non-cancerous epithelium (Fig. 4D).
Membranous Notch1 expression in OL is associated with poor prognosis
The relationship between the membranous Notch1 expression in OL and clinicopathological parameters was also analyzed. A statistically significant association was observed between membranous Notch1 expression and a more severe dysplastic status (P<0.001, Chi-square test, Table II). For further analysis, we determined the role of membranous Notch1 expression in the malignant transformation of OL. As expected, the grade of dysplasia and expression levels of membranous Notch1 were associated with OSCC-free survival (P=0.016 and 0.001, respectively, log-rank test, Fig. 4E and F). After 5 years, only 7 (13%) of the 54 patients without membranous Notch1 expression developed OSCC, whereas 9 (38%) of the 24 patients with membranous Notch1 expression developed OSCC. When combined with grade of dysplasia, the patients with membranous Notch1 expression and severe dysplasia exhibited even shorter OSCC-free survival than the other patients (P=0.000, log-rank test, Fig. 4G). As determined by univariate analysis, both the expression level of membranous Notch1 and the grade of dysplasia were associated with OSCC development (P=0.002 and P=0.022, respectively, Table III). By multivariate analysis, however, only membrane Notch1 expression was an independent factor that was significantly associated with OSCC development (P=0.019, Table III).
![]() | Table III.Univariate and multivariate analysis of clinicopathological features and MN with malignant transformation of OL. |
Notch1 expression patterns in a murine OL/OSCC model
An OL/OSCC model was successfully established in Sprague-Dawley rats by 4-nitroquinoline-1-oxide (4-NQO; Fig. 5A) induction as aforementioned to study the expression of Notch1 in different stages of carcinogenesis. Administration of 4-NQO was performed as outlined in the general scheme in Fig. 5B. We found that the experimental groups (Groups 1–3) treated with 4-NQO developed different pathological changes, including mild dysplasia (Fig. 5C-b), moderate-to-severe dysplasia (Fig. 5C-c) and OSCC (including in situ carcinoma and invasive carcinoma; Fig. 5C-d) with the increase in the duration of 4-NQO administration, and no visible lesions were detected in the control group (Group 4, Fig. 5C-a). The pathological lesions of samples were confirmed by two trained pathologists using H&E staining in a double-blind fashion (Table IV). The rates of positive expression of Notch1 in normal mucosa, dysplasia and carcinoma were 20% (2/10), 64.7% (11/17) and 84.6% (11/13), respectively (P<0.01, Chi-square test, Table V). Representative Notch1 IHC images are shown in Fig. 5D. We found that Notch1 was mainly localized in the membrane and cytoplasm in this murine model. Notch1 staining was negative in the normal tongue mucosa or was mainly distributed in the stratum basale (Fig. 5D-a), whereas it extended from the stratum basale to the stratum corneum during the progression of cancer (Fig. 5D-a-d). The IHC scores of membranous Notch1 expression were also increased during carcinogenesis (Fig. 5E).
Discussion
Notch1 signaling has been studied in various types of malignancies. Although Notch1 signaling has been demonstrated to play a significant oncogenic role in T-ALL (32), its role in several solid tumors, including OSCC and HNSCC, remains controversial even within the same tumor type (32,33). For example, both increased (18,34–37) and decreased Notch1 expression or Notch1 signaling has been discovered in OSCC and HNSCC samples, and improved (38) or worsened (37) survival has been revealed in HNSCC. The reason behind these discrepancies may be due to the cellular context, since the Notch signaling pathway can play opposing roles in malignancies, depending on the cellular and tissue context, as well as the level of its expression and potential crosstalk with other signaling pathways (39).
However, the detection methods for Notch1 have not been convincing, as very few studies have validated the Notch1-specific antibodies before using them, and this could have also contributed to the discrepancies. In the present study, we first validated the Notch1-specific antibody using several protocols to ensure that it could detect both the membrane-bound and nuclear Notch1. First, membranous, cytoplasmic and nuclear Notch1 staining was detected using the Notch1 primary antibody by immunofluorescence. Calcium depletion by EDTA from the medium triggered a ligand-independent activation of Notch signaling and nuclear Notch1 could be detected by the antibody using both western blotting and immunofluorescence; meanwhile, treatment with CaCl2 neutralized the function of EDTA and reversed the effect.
Subsequently, we provided an extensive evaluation of Notch1 expression in human OL and OSCC tissue samples. We determined that in our OL samples, Notch1 was mainly localized in the suprabasal layer of the epithelium, indicating its role in cell differentiation. This result was consistent with previous studies which demonstrated that in normal oral epithelium, Notch was mainly expressed in the suprabasal layer (36,40). Although a previous study (36) mentioned that nuclear Notch1 could hardly be detected in normal tissues, we found strong nuclear expression of Notch1 in some OL or OSCC tissues, and the nuclear expression of Notch1 was decreased during the progression from OL to OSCC. Moreover, within the same OSCC sample, we noticed a decrease in nuclear Notch1 from the peri-cancerous epithelium to the cancer nests, revealing that canonical Notch signaling plays a tumor-suppressive role in normal oral epithelium and OL. In fact, there have been studies on nuclear Notch1 expression in variable tissues during development and in cancer, although the exact role of nuclear Notch1 is debatable (41–43).
We also found diffused membranous Notch1 expression in 24 OL samples, which had not been studied in detail before. In the present study, membranous Notch1 expression was significantly associated with advanced dysplasia and malignant transformation. Moreover, membranous Notch1 expression was significantly higher in the OSCC samples than in the OL samples. Notably, the elevated membranous expression in OSCC was mainly observed at the border of cancer nests or at invasive fronts. According to the Cox proportional hazards regression model, the presence of membranous Notch1 was even more specific and independent than the pathological grade for predicting malignant transformation in OL. In our murine model induced by 4-NQO gavages, similar Notch1 expression patterns were also detected. Notch1 staining extended from the stratum basale to the stratum corneum during the development of cancer. The rate of membranous Notch1 expression also increased during carcinogenesis.
It should be noted that NOTCH1 mutation frequency was as high as 60% in OL, and almost 60% of leukoplakia patients with mutations were identified in OSCC, although these OL and OSCC samples were not from the same patient (44). Moreover, these mutations were mostly confined to the EGF-like domain, which accounts for ligand-receptor binding. An impaired ligand-receptor binding resulting from a mutation in this domain of Notch1 may theoretically cause a surplus of Notch1 proteins and thus passively result in its accumulation on the membrane. Therefore, it is important to determine whether the ~30% membranous Notch1 expression revealed in our research is a reflection of some of the common mutations found both in OL and in OSCC. It should be noted, however, that the study described by Izumchenko et al (44) and the present study were based on Chinese populations. Potential impact of etiology and genetic background for the particular population should be considered in the data interpretation. As Notch1 has been suggested as a tumor suppressor in several studies (23,45,46), it is possible that membranous Notch1 accumulation is simply an alternative mechanism to inactivate the gene function. However, a recent study revealed that the Notch signaling pathway was active in about one third of Caucasian patients with HNSCC (34), suggesting an oncogenic role of Notch signaling in a significant proportion of patients with HNSCC in both Chinese and Caucasian populations, although the mechanisms of tumorigenesis could be different (47). Further studies are warranted to determine how membranous Notch1 accumulation leads to oral tumorigenesis and OSCC progression.
Acknowledgements
Not applicable.
Funding
The present study was supported by the National Natural Science Foundation of China (no. 81402236), the National Natural Science Foundation of China (no. 81772887), the Priority Academic Program Development of Jiangsu Higher Education Institutions (PAPD, 2014-37), the Jiangsu Provincial Medical Innovation Team (CXTDA2017036), the Natural Science Foundation of Jiangsu Province of China (BK20171488) and the Jiangsu Provincial Medical Youth Talent (QNRC2016854).
Availability of data and materials
The datasets used during the present study are available from the corresponding author upon reasonable request.
Authors' contributions
XD, YZ and YW conceived and designed the study. XD, YZ, ZW, YD and WZ performed the experiments. YZ, ZY, WZ and XS wrote the manuscript. WC, JL, WC, LM and WZ reviewed and edited the manuscript. All authors read and approved the manuscript and agree to be accountable for all aspects of the research in ensuring that the accuracy or integrity of any part of the work are appropriately investigated and resolved.
Ethics approval and consent to participate
The research was carried out with the approval from the Ethics Committee of Shanghai Jiao Tong University (Shanghai, China).
Consent for publication
Not applicable.
Competing interests
The authors declare that they have no conflict of interest.
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