Molecular mutation characteristics of mismatch and homologous recombination repair genes in gastrointestinal cancer
- Authors:
- Published online on: July 11, 2019 https://doi.org/10.3892/ol.2019.10607
- Pages: 2789-2798
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Copyright: © Liu et al. This is an open access article distributed under the terms of Creative Commons Attribution License.
Abstract
Introduction
Gastrointestinal (GI) cancer, including colorectal cancer (CRC) and gastric cancer (GC), are common malignant tumors with poor prognosis and high mortality rates among both males and females in China (1). Following lung and liver cancer, CRC and GC result in the greatest numbers of mortalities (2). Despite the use of colonoscopy and gastroscopy in cancer screening, patients with GI cancer tend to be diagnosed at an advanced stage (3). The mortality of gastrointestinal cancer has declined in several Western countries since the introduction of cancer screening programs. Additionally, the removal of adenomas, early detection of cancerous lesions and the availability of more effective therapies for early stage disease have contributed to a decrease in the mortality rate (4). Cancer patients diagnosed at an early stage generally receive prompt treatment and have an improved prognosis compared with those diagnosed at later stages (5,6). Several National Comprehensive Cancer Network member institutions advise the use of molecular screening methods, including immunohistochemical analysis, for mismatch repair (MMR) protein expression or microsatellite instability (MSI) analysis on all newly diagnosed patients with CRCs (7–10). These recommendations reflect the importance of MMR genes and the MSI index in cancer management.
DNA repair can repair damaged DNA and maintain genomic stability. Multiple DNA repair genes, including the MMR and homologous recombination (HR) genes, are involved in the development of GI cancer (11,12). Defective MMR (dMMR) has been revealed to lead to MSI, resulting in high numbers of somatic mutations in intestinal carcinogenesis (13,14).
Clinically, MSI evaluation is recommended in patients with stage II CRC in order to inform treatment decision-making regarding chemotherapy administration (15). Germline mutations in MMR genes have been implicated in Lynch syndrome, which is a highly penetrant, autosomal-dominant inherited cancer predisposition syndrome characterized by the early onset of cancers in the colon as well as at extra-colonic sites such as the endometrium, ovaries, stomach, small intestine, pancreas, urinary tract and brain (16–18). Furthermore, somatic mutations in MMR genes have been reported to result in dMMR (19–22). A number of studies have reported patients with CRC patients harbored germline mutations in HR genes, including ATM serine/threonine kinase (ATM), BRCA1 DNA repair associated (BRCA1), BRCA2 DNA repair associated (BRCA2) and partner and localizer of BRCA2 (PALB2) (23–26). A previous study (27) reported somatic pathogenic mutations among all tumor lineages and revealed that the HR deficiency frequency was ~13% in all solid tumor types (n=53,619) and ~6.3% in CRC. Another report indicated that 41–50% of ovarian carcinomas are estimated to exhibit HR deficiency. However, the frequency of HR deficiency varies according to the method utilized for its evaluation (germline mutations, somatic mutations or HRD score) and histological subtype (28).
Previous studies demonstrated the importance of the MMR and HR genes on GI cancer (29–31). However, the characteristics of mutations in these genes remain unclear, and so is the range of effects they may exert on genomic instability. In the present study, targeted capture and massively parallel next generation sequencing (NGS) technologies were used to study the mutations of 183 cancer-promoting genes in 137 patients with GI cancer, with a particular focus on the mutational status of MMR and HR genes.
Materials and methods
Patients and collection of clinical samples
A total of 137 patients with stage III/IV CRC and GC were included in the current study, which was approved by Ethics Committee of Second Hospital of Anhui Medical University (Hefei, China), between May 2017 and May 2018. Written informed consent was obtained from each patient prior to sample collection. The samples were obtained from 92 males and 45 females (median age, 60 years; age range, 27–84 years). Tissues were fixed with 10% formalin at room temperature for 8 h. A total of 92 formalin-fixed, paraffin-embedded (FFPE) tumor sections collected following surgery were retrieved. In addition, 45 blood samples for circulating cell-free DNA (cfDNA) extraction were collected prior to surgery from patients receiving no prior chemotherapy or radiotherapy. A total of 13 genomic DNA fragments were extracted from patient-matched peripheral blood (when available) and were used as matched normal controls. All FFPE tumor samples were confirmed to have >20% tumor cells upon H&E staining (data not shown). The clinical and pathological characteristics of the patients were obtained from hospital records. Basic patient information is summarized in Table I.
DNA extraction
FFPE tumor sections (40 µm) were treated with 100% xylene (Sigma-Aldrich; Merck KGaA, Darmstadt, Germany) at room temperature, followed by 100% ethanol (32). Deparaffinized samples were then suspended in proteinase K-containing buffer (Thermo Fisher Scientific, Inc., Waltham, MA, USA). Following extraction using phenol-chloroform (V:V=1:1; Sigma-Aldrich; Merck KGaA), DNA samples were treated with ethanol for precipitation and resuspended in deionized water. For cfDNA extraction from blood samples, Cell-Free DNA BCT tubes (Streck, Omaha, NE, USA) were used for the collection of 10 ml blood samples. Validation of the adopted protocols for this study has been performed previously (33). In brief, 1.2 ml of plasma was collected from each patient using two stages of centrifugation at 4°C at 1,600 × g for 10 min, prior to cfDNA extraction. cfDNA extraction was performed with the QIAamp Circulating Nucleic Acid Kit (Qiagen, Inc., Valencia, CA, USA), according to the methodology described by the manufacturer. The processing of white blood cell (WBC) DNA as a control was performed as follows: Using 2 ml of total peripheral blood, DNA was extracted using the Flexigene DNA kit (Qiagen, Inc.). Quantification of isolated DNA samples was performed using a NanoDrop spectrophotometer (Thermo Fisher Scientific, Inc.), and by fluorimetry, using Qubit dsDNA high-sensitivity and/or broad-range assay kits (Thermo Fisher Scientific, Inc.).
Library construction and sequencing
The FD-180 panel targeted for exon regions of 183 tumor driver genes (not shown) was used for the generation of sequencing libraries with the Illumina platforms (Kapa Biosystems; Roche Diagnostics, Basel, Switzerland) and the SeqCap EZ Choice Library (Roche NimbleGen, Inc., Madison, WI, USA), with DNA fragments and cfDNA employed in the library construction following the manufacturer's protocol. DNA sequencing was completed with the Illumina NextSeq 500 system at a depth of 10,000X (cfDNA) and 3,000X (FFPE). All the operations are carried out in accordance with the product manual.
Variant calling and analysis
Raw data were processed into clean FASTQ output with Flexbar (https://sourceforge.net/projects/flexbar/) through trimming of adapter sequences and the removal of low-quality reads (average quality score <15). Raw reads were checked for data quality using FASTQ (www.bioinformatics.babraham.ac.uk). Plots of quality (Q) scores across all bases in reads indicated the majority of positions had Q≥20. Q scores are logarithmically related to the base calling error probabilitie s(P), Q=−10 log10P. A lower base call accuracy of 99% (Q20) will have an incorrect base call probability of 1 in 100, meaning that every 100 bp sequencing read will likely contain an error. Raw reads were then trimmed for adapter contamination with Trimmomatic (version 0.32; http://usadellab.org/cms/). Leading and trailing low-quality bases (Q<3) were removed. Reads were also scanned with a 4-base-wide sliding window and the following bases were cut when the average Q per base dropped to <15. Finally, only reads >50 bases were kept for subsequent analysis. Either patient-matched peripheral blood (when available) or in-batch pooled FFPE normal controls were used for mutation calling. Paired clean reads, following Trimmomatic treatment, were aligned against the reference genome hg19 (hgdownload.soe.ucsc.edu/goldenPath/hg19/bigZips) using Burrows-Wheelers Aligner (version 0.7.13) (34). Calibration was then performed on the remaining reads, which were realigned via the Genome Analysis Toolkit (version 4.0.3.0) (35). Genome Analysis Toolkit was used to perform base quality score recalibration (BQSR). BQSR is a process by which machine learning is applied to a model to score errors empirically and adjust the quality scores accordingly.
Analysis of the realigned BAM files and detection of somatic single-nucleotide variants (SNVs) and insertion/deletion (indel) mutations was performed using MuTect (version 1.7.0) (36). Normal germline variants were filtered out using the Single Nucleotide Polymorphism Database (37) or the Exome Aggregation Consortium database (http://exac.broadinstitute.org/). Default parameter settings were used for all programs. The elimination of erroneous base calls and generation of final mutations was performed by variation frequency (>0.5%).
Variation analysis
The SNV and indel mutations (including stopgain, frameshift, splicing, synonymous, non-synonymous and non-frameshift types) of the 183-gene panel were analyzed in the 137 patients with GI cancer. MMR and HR genes were then investigated for SNV and indel mutations, respectively.
MMR and HR genes inactivation analysis
A total of four MMR (MLH1, MSH2, MSH6 and PMS2), and 15 HR [(BRCA1, BRCA2, ATM, phosphatase and tensin homolog (PTEN), BLM RecQ like helicase (BLM), BRCA1 interacting protein C-terminal helicase 1 (BRIP1), FA complementation group A (FANCA), FA complementation group C (FANCC), FA complementation group D2 (FANCD2), FA complementation group E (FANCE), FA complementation group F (FANCF), FA complementation group G (FANCG), nibrin (NBN), PALB2 and Werner syndrome RecQ like helicase (WRN)] genes were selected and analyzed according to previous studies (18–24). In the present study, inactivation mutations included stopgain, frameshift and splicing somatic mutations. Any MMR or HR gene with an inactivation mutation was defined as MMR inactivation-positive (MMR+) or HR inactivation-positive (HR+).
Statistical analysis
The results are presented as mean ± standard deviation. Statistical significance was tested using the Kruskal-Wallis test. P<0.05 indicated a statistically significant difference. A number of SNV and indel mutation sites in all MMR or HR genes to represent the MMR or HR mutational status were used. The number of SNV and indel mutation sites of the 183-gene panel in each patient was used to predict the degree of genomic instability. To investigate the effects of the mutational status of MMR and HR genes, the Pearson's correlation test between MMR and HR mutational status and genomic instability was used. All statistical analyses were performed using GraphPad Prism (version 5.0; GraphPad, San Diego, CA, USA) and SPSS software (version 17.0; SPSS Inc., Chicago, IL, USA).
Results
Molecular mutation characteristics in 137 patients with GI cancer
To investigate the molecular characteristics of GI cancer, we analyzed the SNV and indel mutations of 183 genes in 137 patients using NGS technology. As shown in Fig. 1, the number of mutations among the 137 patients was 24–613 (median, 115). Several MMR gene inactivation mutations were identified. Certain HR genes had a high frequency of inactivation mutations including, BRCA2 (32.9%; n=45), ATM (29.2%; n=40), BRCA1 (17.5%; n=24) and FANCD2 (15.3%; n=21). These results indicated the different effects of MMR and HR genes on genomic instability.
The 20 most frequently mutated genes are shown in Fig. 2A. The mechanistic target of rapamycin kinase was the most commonly mutated gene, detected in 85% of the patients. Other genes, including PMS2 and regulator of WNT signaling pathway (APC), also exhibited a high mutation frequency. Certain HR genes were among the 20 most commonly mutated genes, including ATM, FANCD2, ATR serine/threonine kinase (ATR), BRCA2, BRCA1 and FANCA (Fig. 2A). The mutational status of MMR and HR genes is illustrated in Fig. 2B. As presented, PMS2 mutation was detected in 83% of the patients. ATM, FANCD2 and BRCA2 were also found to have a mutation frequency of ~80% (Fig. 2B), whereas FANCF had a relatively lower (29%) mutation frequency.
Mutational status of MMR and HR genes positively indicates genomic instability in GI cancer
A Pearson's correlation test between MMR and HR mutational status and genomic instability was performed. The results of correlation analysis indicated a significant association between MMR gene mutational status and genomic instability (R2=0.703; P=2.2×10−16). Patients harboring high numbers of SNV and indel mutations in MMR genes had a higher frequency of mutations in all 183-gene panels (Fig. 3A). A significant correlation was also observed in the HR group (R2=0.901; P=2.2×10−16; Fig. 3A). These results demonstrated that the mutational status of MMR and HR genes is positively correlated with genomic instability.
Prevalence and influence of MMR and HR deficiency in GI cancer
The current study aimed to summarize the inactivation mutation ratio of MMR and HR genes in patients with GI cancer. Different inactivation mutation frequencies of MMR and HR genes were detected, as shown in Fig. 3B. BRCA2 exhibited a high deficiency frequency (45/137, 32.85%) in GI cancer (Table II). Other genes, including ATM (29.2%), PTEN (23.36%), BRCA1 (17.52%), MSH6 (20.44%), FANCD2 (15.33%) and MSH2 (13.87%) also exhibited high proportions of inactivation mutations (Fig. 3B, Table II). The current study revealed that 40.9% (56/137) of the patients with GI cancer harbored at least one inactivation mutation site in one or more MMR genes (Table I). A total of 81.8% (112/137) of the patients also exhibited HR gene deficiencies (Table I). Moreover, as shown in Fig. 3C, patients positive for MMR gene inactivation mutations had significantly increased genomic instability compared with negative cases (SNV and indel count, 280.2±20.11 vs. 161.8±15.10, respectively; P<0.0001), as well as HR gene inactivation mutation-positive patients (SNV and indel count, 232.6±15.06 vs. 110.0±10.23, respectively; P<0.0001) (Table I). By contrast, no significant association between genomic instability and other clinical characteristics, including sex, age and tumor type, were identified in GI cancer (Table I). The results obtained suggested the contribution of MMR and HR gene deficiency to genomic instability in GI cancer.
Table II.Molecular mutation characteristics of MMR and HR genes in 137 patients with gastrointestinal cancer. |
Different MMR or HR genes may exert different effects on genomic instability
Among the 137 patients with GI cancer, 56 were found to be positive for MMR gene inactivation mutations and 117 were found to be positive with HR gene inactivation mutations (36 of the patients were double-positive). Although the results obtaine in the current study demonstrated that patients positive for either MMR or HR gene inactivation mutations had higher genomic instability compared with negative patients, as shown in Fig. 4A, there was no significant difference between patients with MMR gene inactivation mutations and those with HR gene deficiencies in the current study (SNV and indel count, 280.2±20.11 vs. 232.6±15.06, respectively; P=0.019). Additionally, the positive and negative groups according to the inactivation mutation status of 4 MMR and 15 HR genes were compared, and the number of SNV and indel mutations in the 183-gene panel of patients with any MMR or HR inactivation mutations was revealed to be higher compared with those without such mutations, including those positive for inactivation mutations in MSH6, BRCA1, BRCA2, ATM or FANCD2 (Table II). Additionally, patients with MLH1, PTEN, FANCC or PALB2 inactivation mutations did not exhibit significant differences in the number of SNV and indel mutations compared with patients without inactivation mutations in these genes (Table II). No significant effects on genomic instability among the four groups patients with MLH1, MSH2, MSH6 and PMS2 inactivation mutations (Fig. 4B). However, the effect on genomic instability of certain genes, including BRCA1, BRCA2, ATM, FANCA and BRIP1, was markedly more pronounced compared with that of PTEN in patients with HR deficiency (Fig. 4C). These results reflected the different effect on genomic instability among MMR and HR genes.
Discussion
GI cancer is a leading cause of morbidity and mortality, and accounts for 25% of new cancer cases and cancer-associated mortalities worldwide (1,38). Despite modern improvements in treatment, the majority of patients with GI cancer have a poor prognosis due to late-stage diagnosis (3). To date, early screening and diagnosis based on the understanding of the molecular mechanisms underlying GI cancer is becoming the best way to benefit patients with GI cancer (39). MMR deficiency and MSI in particular, which are suspected to be associated with the efficacy of immune checkpoint inhibitors (40). Approximately 15% of patients with CRC exhibit high MSI, mostly as a result of dMMR (41). In the present study, a systematic analysis of 183 gene mutations in 137 patients with GI cancer was performed to evaluate novel molecular characteristics in GI cancer. Furthermore, the effects of MMR and HR mutational status on genomic instability were investigated.
Several studies have proposed APC as one of the most prominent tumor promoting genes, regulating the Wnt/β-catenin signaling pathway and participating in the tumorigenesis of CRC (42–44). The results obtained in the current study revealed that the APC gene was mutated in 81% of patients with GI cancer. Other genes, including PMS2, neurofibromin 1 and ATM, also exhibited a high mutation frequency. Notably, seven of the 20 most frequently mutated genes in the 183-gene panel were DNA repair genes (MMR gene, MSH2; HR genes, ATM, FANCD2, ATR, BRCA2, FANCA and BRCA1). This indicated that homologous recombination repair is an important event during the progression of GI cancer, in addition to MMR. With the high mutation frequency of the MMR and HR genes, correlation analysis was performed and a significant association between the mutational status of MMR or HR genes and genomic instability in GI cancers was identified. The higher the number of mutations in MMR or HR genes, the higher the number of mutations in the 183-gene panel.
The DNA MMR system regulates genetic fidelity, the accumulation of genetic errors, MSI and intestinal carcinogenesis (13,14). In the present study, 40.9% (n=56,137) of patients with GI cancer had one or more MMR gene inactivating mutations, whereas HR deficiency occurred in 81.8% (112/137) of the patients. A previous study indicated that 35% of patients with pancreatic cancer (n=109) harbored pathogenic or likely pathogenic mutations in HR genes (45). In addition, no significant association was observed between genomic instability and other clinical characteristics, including sex, age and tumor type in GI cancer. One large-scale analysis suggested that 13% of all tumor types had HR deficiency (n=53,619), including PTEN (5.8%), BRCA2 (2.8%), BRCA1 (2.6%) and ATM (1.2%) (27). However, the data obtained in the current study revealed that MSH6 was the most frequently mutated MMR gene, with an inactivation mutation in 20.44% of the cases. A high deficiency frequency of certain HR genes, including BRCA2, ATM, BRCA1, PTEN and FANCD2, was detected in the current study. These results demonstrated the molecular characteristics of HR gene inactivation mutations, in addition to dMMR. Furthermore, almost no splicing mutations in MMR and HR genes were detected in GI cancer. Further investigation revealed that patients with MLH1, PTEN, FANCC or PALB2 inactivation mutations did not exhibit significant differences in the numbers of SNV and indel mutations compared with patients without inactivation mutations in these genes.
No notably different effects on genomic instability among the four groups with MLH1, MSH2, MSH6 and PMS2 inactivation mutations were observed in the current study. However, the effect on genomic instability of certain genes, including BRCA1, BRCA2, ATM, FANCA and BRIP1, was more pronounced compared with that of PTEN in patients with HR deficiency.
The present study demonstrated the association between genomic instability and the mutational status of MMR and HR genes in GI cancer. The results obtained reveal a novel model based on the mutational status of DNA repair genes for predicting response to therapy. The higher the number of mutations detected in DNA repair genes, the more tumor neoantigens may be induced; however, further research and evaluation of this model is required.
Acknowledgements
The authors would like to thank Professor Jian Xu [First Dimension Biosciences (Suzhou) Co., Ltd., Suzhou, China] for contributing to revising the manuscript.
Funding
No funding was received.
Availability of data and material
The datasets generated and/or analyzed during the present study are not publicly available due to confidential personal information that could compromise research participant privacy.
Authors' contributions
XL, TT and DL designed the study. KH, PJ and WZ clinically diagnosed the patients, obtained the informed consent, harvested tissue samples, examined the archives and identified the cases included in the study, examined the slides and collected pathological information. HY, XW and PM performed the data analysis. PM and HY wrote the manuscript. All authors read and approved the final manuscript.
Ethics approval and consent to participate
The First Affiliated Hospital of Anhui Medical University Ethics Committee approved the study and all patients provided written informed consent prior to enrollment into the project.
Patient consent for publication
Not applicable.
Competing interests
The authors declare that they have no competing interests.
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